Commodity Futures Trading Commission
OMB NO: 3038-0005 EXPIRATION DATE: 05/31/2009
RESPS:27,575 HOURS:166,360 COSTS(000):$0
Rules Relating to the Operations and Activities of Commodity
Pool Operations and Commodity Trading Advisors and to Monthly
Reporting by Futures Commission Merchants
FORMS: NONE
OMB NO: 3038-0007 EXPIRATION DATE: 12/31/2008
RESPS:20,380 HOURS:7,985 COSTS(000):$0
Regulation of Domestic Exchange-Traded Options
FORMS: NONE
OMB NO: 3038-0009 EXPIRATION DATE: 02/28/2009
RESPS:62,420 HOURS:18,574 COSTS(000):$0
Large Trader Reports
FORMS: 102 40 204 304
OMB NO: 3038-0012 EXPIRATION DATE: 02/28/2009
RESPS:3,520 HOURS:1,760 COSTS(000):$0
Futures Volume, Open Interest, Price, Deliveries, and Exchanges
of Futures
FORMS: NONE
OMB NO: 3038-0013 EXPIRATION DATE: 04/30/2008
RESPS:16 HOURS:48 COSTS(000):$0
Exemptions from Speculative Limits
FORMS: NONE
OMB NO: 3038-0015 EXPIRATION DATE: 11/30/2008
RESPS:1 HOURS:5 COSTS(000):$0
Copies of Crop and Market Information Reports
FORMS: NONE
OMB NO: 3038-0017 EXPIRATION DATE: 10/31/2006
RESPS:400 HOURS:700 COSTS(000):$0
Market Surveys
FORMS: NONE
OMB NO: 3038-0019 EXPIRATION DATE: 03/31/2007
RESPS:156 HOURS:156 COSTS(000):$0
Stocks of Grain in Licensed Warehouses
FORMS: NONE
OMB NO: 3038-0021 EXPIRATION DATE: 11/30/2008
RESPS:6,173 HOURS:309 COSTS(000):$0
Regulations Governing Bankruptcies of Commodity Brokers
FORMS: NONE
OMB NO: 3038-0022 EXPIRATION DATE: 10/31/2007
RESPS:305,996 HOURS:770,527 COSTS(000):$0
Rules Pertaining to Contract Markets and Their Members
FORMS: NONE
OMB NO: 3038-0023 EXPIRATION DATE: 08/31/2007
RESPS:81,465 HOURS:7,405 COSTS(000):$0
Registration Under the Commodity Exchange Act
FORMS: 3-R 7-R NOTICE7-R 8-R 8-T 7-W 8-W
OMB NO: 3038-0024 EXPIRATION DATE: 03/31/2009
RESPS:77,877 HOURS:29,782 COSTS(000):$0
Regulations and Forms Pertaining to Financial Integrity of the
Market Place
FORMS: 1-FR-FCM
OMB NO: 3038-0025 EXPIRATION DATE: 10/31/2007
RESPS:4 HOURS:1 COSTS(000):$0
Practice by Former Members and Employees of the Commission
Pursuant to 17 C.F.R. 140.735.6
FORMS: NONE
OMB NO: 3038-0026 EXPIRATION DATE: 03/31/2008
RESPS:600 HOURS:48 COSTS(000):$0
Gross Collection of Exchange-Set Margins for Omnibus Accounts
FORMS: NONE
OMB NO: 3038-0031 EXPIRATION DATE: 09/30/2006
RESPS:180 HOURS:360 COSTS(000):$0
Procurement Contracts
FORMS: NONE
OMB NO: 3038-0033 EXPIRATION DATE: 12/31/2008
RESPS:1 HOURS:10 COSTS(000):$0
Notification of Pending Legal Proceedings
FORMS: NONE
OMB NO: 3038-0043 EXPIRATION DATE: 06/30/2009
RESPS:51 HOURS:26 COSTS(000):$0
Rules Relating to Review of National Futures Association
Decisions in Disciplinary, Membership Denial, Registration &
Member Responsibility Actions
FORMS: NONE
OMB NO: 3038-0048 EXPIRATION DATE: 03/31/2009
RESPS:411 HOURS:2,315 COSTS(000):$0
Off-Exchange Agricultural Trade Options
FORMS: 3-R 7-W 8-R 7-R 8-T
OMB NO: 3038-0049 EXPIRATION DATE: 08/31/2007
RESPS:479 HOURS:3,197 COSTS(000):$0
Procedural Requirements for Requests for Interpretative, No-
Action and Exemptive Letters
FORMS: NONE
OMB NO: 3038-0051 EXPIRATION DATE: 11/30/2008
RESPS:10 HOURS:2,000 COSTS(000):$0
Part 39 Derivatives Clearing Organizations
FORMS: NONE
OMB NO: 3038-0052 EXPIRATION DATE: 11/30/2008
RESPS:13 HOURS:3,900 COSTS(000):$0
Part 38 - Designated Contract Markets
FORMS: NONE
OMB NO: 3038-0054 EXPIRATION DATE: 08/31/2007
RESPS:10 HOURS:100 COSTS(000):$0
Part 36 Establishing Notification Procedures for Entitles
Operating as Exempt Markets
FORMS: NONE
OMB NO: 3038-0055 EXPIRATION DATE: 08/31/2007
RESPS:317,414 HOURS:85,690 COSTS(000):$6,081,120
Privacy of Consumer Financial Information
FORMS: NONE
OMB NO: 3038-0059 EXPIRATION DATE: 10/31/2007
RESPS:2,739 HOURS:1,620 COSTS(000):$0
Part 41, Relating to Security Futures Products
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
24 907,891 1,102,878 $6,081,120
Consumer Product Safety Commission
OMB NO: 3041-0003 EXPIRATION DATE: 08/31/2007
RESPS:55 HOURS:55 COSTS(000):$0
Procedures for the Export of Noncomplying Products
FORMS: NONE
OMB NO: 3041-0006 EXPIRATION DATE: 08/31/2006
RESPS:5 HOURS:1,100 COSTS(000):$0
Safety Standard for Omnidirectional Citizens Band Base Station
Antennas, 16 CFR Part 1204
FORMS: NONE
OMB NO: 3041-0012 EXPIRATION DATE: 09/30/2007
RESPS:16 HOURS:80 COSTS(000):$0
Recordkeeping Requirements Under the Safety Standard for Non
Full-Size Cribs
FORMS: NONE
OMB NO: 3041-0013 EXPIRATION DATE: 09/30/2007
RESPS:54 HOURS:270 COSTS(000):$0
Recordkeeping Requirements Under the Safety Standard for Full-
Size Cribs
FORMS: NONE
OMB NO: 3041-0014 EXPIRATION DATE: 08/31/2007
RESPS:751 HOURS:19,526 COSTS(000):$0
Testing and Recordkeeping Requirements Under the Standard for
the Flammability of Mattresses and Mattress Pads, 16 CFR 1632
FORMS: NONE
OMB NO: 3041-0017 EXPIRATION DATE: 04/30/2009
RESPS:12,000 HOURS:30,000 COSTS(000):$0
Standard for the Flammability of Carpets and Rugs (FF-1-70), 16
CFR 1630 and Standard for the Flammability of Small Carpets and
Rugs (FF 2-70), 16 CFR 1631
FORMS: NONE
OMB NO: 3041-0019 EXPIRATION DATE: 04/30/2009
RESPS:28 HOURS:56 COSTS(000):$0
Ban of Certain Articles Known as Baby-Bouncers, Walker-Jumpers,
and Baby Walkers, 16 CFR Section 1500.18(a)(6) and Section
1500.86(a)(4)
FORMS: NONE
OMB NO: 3041-0022 EXPIRATION DATE: 07/31/2007
RESPS:45 HOURS:59,400 COSTS(000):$0
Amended Interim Safety Standard for Cellulose Insulation (16
C.F.R. Part 1209)
FORMS: NONE
OMB NO: 3041-0024 EXPIRATION DATE: 09/30/2006
RESPS:101 HOURS:101,600 COSTS(000):$0
Standard for the Flammability of Clothing Textiles, 16 CFR Part
1610; Standard for the Flammability of Vinyl Plastic Film, 16
CFR Part 1611
FORMS: NONE
OMB NO: 3041-0027 EXPIRATION DATE: 06/30/2009
RESPS:53 HOURS:318,000 COSTS(000):$0
Standards for the Flammability of Children's Sleepwear, sizes
0-6X (16 CFR 1615) and sizes 7-14 (16 CFR 1616)
FORMS: NONE
OMB NO: 3041-0029 EXPIRATION DATE: 09/30/2006
RESPS:14,100 HOURS:5,472 COSTS(000):$0
Follow-UP Activities for Product-Related Injuries
FORMS: 182 175
OMB NO: 3041-0035 EXPIRATION DATE: 08/31/2006
RESPS:400 HOURS:8,000 COSTS(000):$0
Requirements for Electrically Operated Toys, 16 C.F.R. Part 1505
FORMS: NONE
OMB NO: 3041-0040 EXPIRATION DATE: 11/30/2008
RESPS:5 HOURS:15 COSTS(000):$0
Notification Requirements for Coal and Wood Burning Appliances
FORMS: NONE
OMB NO: 3041-0059 EXPIRATION DATE: 04/30/2009
RESPS:1,005 HOURS:17,658 COSTS(000):$0
Information Collection Associated with Procurement of Goods and
Services
FORMS: SF-33 SF-18 SF-1449
OMB NO: 3041-0080 EXPIRATION DATE: 11/30/2008
RESPS:40 HOURS:40 COSTS(000):$0
Information Collection Requirements for Sound Levels for Toy Caps
FORMS: NONE
OMB NO: 3041-0091 EXPIRATION DATE: 08/31/2006
RESPS:20 HOURS:7,800 COSTS(000):$0
Safety Standard for Walk-Behind Lawn Mowers, 16 CFR 1205
FORMS: NONE
OMB NO: 3041-0116 EXPIRATION DATE: 08/31/2006
RESPS:120 HOURS:10,540 COSTS(000):$0
Safety Standard for Cigarette Lghters
FORMS: NONE
OMB NO: 3041-0125 EXPIRATION DATE: 09/30/2006
RESPS:22 HOURS:880 COSTS(000):$0
Safety Standard for Automatic Residential Garage Door Operators
16 CFR Part 1211
FORMS: NONE
OMB NO: 3041-0127 EXPIRATION DATE: 10/31/2007
RESPS:200 HOURS:30,000 COSTS(000):$0
Safety Standard for Bicycle Helmets
FORMS: NONE
OMB NO: 3041-0128 EXPIRATION DATE: 08/31/2008
RESPS:745 HOURS:50 COSTS(000):$0
Customer Satisfaction Surveys: Fast Track Recall Survey,
Ombudsman Survey, State Partner Survey, Hotline Survey, Web
Site, and Clearinghouse Survey
FORMS: NONE
OMB NO: 3041-0130 EXPIRATION DATE: 07/31/2007
RESPS:200 HOURS:10,000 COSTS(000):$0
Safety Standard for Multi-Purpose Lighters (16 CFR Parts 1212
and 1145)
FORMS: NONE
OMB NO: 3041-0133 EXPIRATION DATE: 06/30/2009
RESPS:13,420 HOURS:63,521 COSTS(000):$22,446
Testing and Recordkeeping Requirements under the Standard for
the Flammability (Open Flame) of Mattresses
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
22 43,385 684,063 $22,446
Federal Deposit Insurance Corporation
OMB NO: 3064-0001 EXPIRATION DATE: 02/28/2007
RESPS:193 HOURS:24,125 COSTS(000):$0
Interagency Charter and Federal Deposit Insurance Application
FORMS: NONE
OMB NO: 3064-0006 EXPIRATION DATE: 11/30/2007
RESPS:1,769 HOURS:7,076 COSTS(000):$0
Interagency Biographical and Financial Report
FORMS: FIC-6200/06
OMB NO: 3064-0011 EXPIRATION DATE: 10/31/2006
RESPS:16 HOURS:59 COSTS(000):$0
Foreign Branch Report of Condiiton
FORMS: FFIEC-030
OMB NO: 3064-0015 EXPIRATION DATE: 07/31/2008
RESPS:362 HOURS:8,796 COSTS(000):$0
Interagency Bank Merger Application
FORMS: NONE
OMB NO: 3064-0017 EXPIRATION DATE: 04/30/2009
RESPS:84 HOURS:6,321 COSTS(000):$0
Country Exposure Report
FORMS: FFIEC-009 FFIEC-009A
OMB NO: 3064-0018 EXPIRATION DATE: 08/31/2006
RESPS:14 HOURS:224 COSTS(000):$0
Application Pursuant to Section 19 of the Federal Deposit
Insurance Act
FORMS: 6710/07
OMB NO: 3064-0019 EXPIRATION DATE: 11/30/2007
RESPS:27 HOURS:810 COSTS(000):$0
Interagency Notice of Change in Control
FORMS: FDIC-6822-01
OMB NO: 3064-0022 EXPIRATION DATE: 10/31/2008
RESPS:75 HOURS:75 COSTS(000):$0
Uniform Application/Uniform Termination for Municipal Securities
Principal or Representative
FORMS: MSD-4 MSD-5
OMB NO: 3064-0023 EXPIRATION DATE: 03/31/2007
RESPS:26,660 HOURS:47,998 COSTS(000):$0
Reports on Indebtedness of Executive Officers and Principal
Shareholders to Correspondent Banks and to Own Bank
FORMS: FFIEC-004
OMB NO: 3064-0025 EXPIRATION DATE: 04/30/2007
RESPS:18 HOURS:208 COSTS(000):$0
Application for Consent to Exercise Trust Powers
FORMS: 6200/09
OMB NO: 3064-0026 EXPIRATION DATE: 08/31/2007
RESPS:18 HOURS:17 COSTS(000):$0
Transfer Agent Registration and Amendment Form
FORMS: TA-1
OMB NO: 3064-0027 EXPIRATION DATE: 10/31/2008
RESPS:15 HOURS:6 COSTS(000):$0
Request for Deregistration for Registered Transfer Agents
FORMS: FDIC-6342/12
OMB NO: 3064-0028 EXPIRATION DATE: 06/30/2009
RESPS:4,606 HOURS:128,553 COSTS(000):$0
Recordkeeping and Confirmation Requirements for Securities
Transactions
FORMS: NONE
OMB NO: 3064-0029 EXPIRATION DATE: 10/31/2008
RESPS:412 HOURS:206 COSTS(000):$0
Notification of Performance of Bank Services
FORMS: FDIC-6120/06
OMB NO: 3064-0030 EXPIRATION DATE: 03/31/2007
RESPS:1,800 HOURS:1,100 COSTS(000):$0
Securities of Insured Nonmember Banks
FORMS: 3 4 5
OMB NO: 3064-0046 EXPIRATION DATE: 08/31/2006
RESPS:1,000,000 HOURS:83,333 COSTS(000):$0
Home Mortgage Disclosure Act (HMDA)
FORMS: NONE
OMB NO: 3064-0052 EXPIRATION DATE: 03/31/2009
RESPS:20,988 HOURS:740,247 COSTS(000):$0
Consolidated Reports of Condition and Income (Call Report)
FORMS: FFIEC-031 FFIEC-041
OMB NO: 3064-0057 EXPIRATION DATE: 07/31/2007
RESPS:19,400 HOURS:6,467 COSTS(000):$0
Certified Statement for Seminannual Deposit Insurance Assessment
FORMS: 6420/07A
OMB NO: 3064-0061 EXPIRATION DATE: 09/30/2008
RESPS:6,000 HOURS:18,000 COSTS(000):$0
Summary of Deposits
FORMS: FDIC-8020/05
OMB NO: 3064-0070 EXPIRATION DATE: 02/28/2007
RESPS:1,540 HOURS:7,700 COSTS(000):$0
Application for a bank to establlish a branch or Move its Main
Office or Branch
FORMS: NONE
OMB NO: 3064-0072 EXPIRATION DATE: 08/31/2008
RESPS:8,810 HOURS:3,113 COSTS(000):$0
Acquisition Services Information Requirements
FORMS: 3064-1600/04 3064-1600/07 3064-1600/10 3064-3700/04A
3064-3700/12 3064-3700/44
OMB NO: 3064-0077 EXPIRATION DATE: 07/31/2009
RESPS:16,018 HOURS:16,018 COSTS(000):$0
Suspicious Activity Report
FORMS: 6710/06
OMB NO: 3064-0079 EXPIRATION DATE: 02/28/2007
RESPS:80 HOURS:80 COSTS(000):$0
Application for consent to reduce or retire capital
FORMS: NONE
OMB NO: 3064-0082 EXPIRATION DATE: 12/31/2007
RESPS:4,941 HOURS:2,373,600 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation Z (Truth in Lending)
FORMS: NONE
OMB NO: 3064-0083 EXPIRATION DATE: 12/31/2007
RESPS:175,500 HOURS:131,625 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation M (Consumer Leasing)
FORMS: NONE
OMB NO: 3064-0084 EXPIRATION DATE: 08/31/2008
RESPS:5,300 HOURS:920,589 COSTS(000):$0
Account Based Disclosures in Connection with Federal Reserve
Regulations E, CC and DD
FORMS: NONE
OMB NO: 3064-0085 EXPIRATION DATE: 12/31/2007
RESPS:5,318 HOURS:717,642 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation B (Equal Credit Opportunity)
FORMS: NONE
OMB NO: 3064-0087 EXPIRATION DATE: 10/31/2007
RESPS:5,300 HOURS:2,650 COSTS(000):$0
Procedures for Monitoring Bank Secrecy Act Compliance
FORMS: NONE
OMB NO: 3064-0090 EXPIRATION DATE: 08/31/2006
RESPS:5,500 HOURS:2,750 COSTS(000):$0
Public Disclosure by Banks
FORMS: NONE
OMB NO: 3064-0092 EXPIRATION DATE: 10/31/2007
RESPS:5,296 HOURS:193,975 COSTS(000):$0
Community Reinvestment Act
FORMS: NONE
OMB NO: 3064-0093 EXPIRATION DATE: 08/31/2006
RESPS:110 HOURS:110 COSTS(000):$0
Notices Required of Government Securities Dealers or Brokers
(Insured State Nonmember Banks)
FORMS: G-FIN G-FINW G-FIN4 G-FIN5
OMB NO: 3064-0095 EXPIRATION DATE: 08/31/2006
RESPS:5,500 HOURS:2,750 COSTS(000):$0
Procedures for Monitoring Bank Protection Act Compliance
FORMS: NONE
OMB NO: 3064-0097 EXPIRATION DATE: 04/30/2009
RESPS:200 HOURS:400 COSTS(000):$0
Interagency Notice of Change in Director or Executive Officer
FORMS: NONE
OMB NO: 3064-0099 EXPIRATION DATE: 10/31/2007
RESPS:30 HOURS:180 COSTS(000):$0
Application for Waiver of Prohibition on Acceptance of Brokered
Deposits b Adequately Capitalized Insured Institutions
FORMS: NONE
OMB NO: 3064-0103 EXPIRATION DATE: 01/31/2007
RESPS:328,600 HOURS:82,150 COSTS(000):$0
Appraisal Standards
FORMS: NONE
OMB NO: 3064-0104 EXPIRATION DATE: 02/28/2007
RESPS:75 HOURS:375 COSTS(000):$0
Activities and Investments of Savings Associations
FORMS: NONE
OMB NO: 3064-0108 EXPIRATION DATE: 07/31/2007
RESPS:8,000 HOURS:8,000 COSTS(000):$0
Extensions of Credit to Executive Officers; Unsafe and Unsound
Practices
FORMS: NONE
OMB NO: 3064-0109 EXPIRATION DATE: 03/31/2008
RESPS:1,768 HOURS:3,836 COSTS(000):$0
Notice of Branch Closure
FORMS: NONE
OMB NO: 3064-0111 EXPIRATION DATE: 08/31/2006
RESPS:130 HOURS:1,040 COSTS(000):$0
Activities and Investments of Insured State Banks
FORMS: NONE
OMB NO: 3064-0112 EXPIRATION DATE: 10/31/2007
RESPS:5,300 HOURS:106,000 COSTS(000):$0
Real Estate Lending Standards
FORMS: NONE
OMB NO: 3064-0113 EXPIRATION DATE: 10/31/2008
RESPS:15,684 HOURS:65,612 COSTS(000):$0
External Audits
FORMS: NONE
OMB NO: 3064-0114 EXPIRATION DATE: 12/31/2006
RESPS:164 HOURS:2,336 COSTS(000):$0
Foreign Banks
FORMS: NONE
OMB NO: 3064-0115 EXPIRATION DATE: 08/31/2008
RESPS:19 HOURS:76 COSTS(000):$0
Prompt corrective Action
FORMS: NONE
OMB NO: 3064-0116 EXPIRATION DATE: 08/31/2006
RESPS:12 HOURS:12 COSTS(000):$0
Certification of Eligibility Under the Affordable Housing Program
FORMS: NONE
OMB NO: 3064-0117 EXPIRATION DATE: 08/31/2006
RESPS:10 HOURS:500 COSTS(000):$0
Mutual-to-Stock Conversions of State Savings Banks.
FORMS: NONE
OMB NO: 3064-0118 EXPIRATION DATE: 10/31/2007
RESPS:2 HOURS:8 COSTS(000):$0
Management Official Interlocks
FORMS: NONE
OMB NO: 3064-0120 EXPIRATION DATE: 07/31/2008
RESPS:180,000 HOURS:14,272 COSTS(000):$0
Flood Insurance
FORMS: NONE
OMB NO: 3064-0121 EXPIRATION DATE: 06/30/2009
RESPS:200 HOURS:33 COSTS(000):$0
Certification of Compliance with Mandatory Bars to Employment
FORMS: FDIC-2120/16
OMB NO: 3064-0122 EXPIRATION DATE: 03/31/2007
RESPS:4,603 HOURS:3,519 COSTS(000):$0
Forms Relating to FDIC Outside Counsel, Legal Support and Expert
Services Programs
FORMS: 5000/24 5000/25 5000/26 5000/27 5000/28 5000/29 5000/31 5000/32
5000/33 5000/34
OMB NO: 3064-0124 EXPIRATION DATE: 12/31/2008
RESPS:285 HOURS:75 COSTS(000):$0
Certification of Assumption of Deposits and Notification of
Changes of Insured Status
FORMS: NONE
OMB NO: 3064-0125 EXPIRATION DATE: 09/30/2007
RESPS:61 HOURS:20,290 COSTS(000):$0
Foreign Branching and Investment by Insured State Nonmember Banks
FORMS: NONE
OMB NO: 3064-0127 EXPIRATION DATE: 05/31/2007
RESPS:8,500 HOURS:8,500 COSTS(000):$0
Occassional Qualitative Surveys
FORMS: 2006-01
OMB NO: 3064-0134 EXPIRATION DATE: 04/30/2009
RESPS:5,000 HOURS:2,500 COSTS(000):$0
Customer Assistance
FORMS: FDIC-6422/04
OMB NO: 3064-0135 EXPIRATION DATE: 04/30/2009
RESPS:2,500 HOURS:1,250 COSTS(000):$0
Purchaser Eligibility Certification
FORMS: FDIC-7300/06
OMB NO: 3064-0136 EXPIRATION DATE: 08/31/2006
RESPS:229,694 HOURS:176,466 COSTS(000):$0
Privacy of Consumer Financial Information
FORMS: NONE
OMB NO: 3064-0137 EXPIRATION DATE: 04/30/2007
RESPS:20 HOURS:149 COSTS(000):$0
Asset Securitization
FORMS: NONE
OMB NO: 3064-0138 EXPIRATION DATE: 08/31/2006
RESPS:10,000 HOURS:500 COSTS(000):$0
Applicant Background Questionnaire
FORMS: 2100/14
OMB NO: 3064-0139 EXPIRATION DATE: 02/28/2007
RESPS:206 HOURS:501 COSTS(000):$0
CRA Sunshine
FORMS: NONE
OMB NO: 3064-0140 EXPIRATION DATE: 04/30/2007
RESPS:5,520 HOURS:13,350 COSTS(000):$0
Insurance Sales Consumer Protections
FORMS: NONE
OMB NO: 3064-0143 EXPIRATION DATE: 07/31/2008
RESPS:5,095 HOURS:2,875 COSTS(000):$0
Forms Relating to Processing Deposit Insurance Claims
FORMS: 7200/03 7200/04 7200/05 7200/06 7200/07 7200/08-7200/09
7200/10-7200/11 7200/12-7200/13 7200/14-7200/15
OMB NO: 3064-0145 EXPIRATION DATE: 09/30/2006
RESPS:5,200 HOURS:127,439 COSTS(000):$0
Notice Regarding Unauthorized Access to Customer Information
FORMS: NONE
OMB NO: 3064-0146 EXPIRATION DATE: 04/30/2007
RESPS:15 HOURS:86 COSTS(000):$0
Transactions with Affiliates
FORMS: NONE
OMB NO: 3064-0147 EXPIRATION DATE: 06/30/2007
RESPS:1,500 HOURS:500 COSTS(000):$0
Student Educational Employment Program
FORMS: 2100-08B
OMB NO: 3064-0148 EXPIRATION DATE: 07/31/2007
RESPS:5 HOURS:125 COSTS(000):$0
Complex Structured Finance Transactions
FORMS: NONE
OMB NO: 3064-0149 EXPIRATION DATE: 08/31/2007
RESPS:1,094,168 HOURS:186,099 COSTS(000):$0
Affiliate Marketing/Consumer Opt-out Notices
FORMS: NONE
OMB NO: 3064-0151 EXPIRATION DATE: 06/30/2009
RESPS:500 HOURS:1,000 COSTS(000):$0
Notice Regarding Assessment Credits
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
66 3,234,736 6,276,277 $0
Federal Energy Regulatory Commission
OMB NO: 1902-0004 EXPIRATION DATE: 07/31/2008
RESPS:22 HOURS:18 COSTS(000):$0
Report of Service Interruptions, RM05-12-000 NOPR, Modification
of Natural Gas Reporting Regulations
FORMS: 576
OMB NO: 1902-0005 EXPIRATION DATE: 06/30/2009
RESPS:91 HOURS:12,724 COSTS(000):$0
Annual Reports of System Flow Diagrams and System Capacity
FORMS: 567
OMB NO: 1902-0019 EXPIRATION DATE: 05/31/2008
RESPS:2 HOURS:80 COSTS(000):$0
Oil Pipeline Service Life Data
FORMS: 73
OMB NO: 1902-0021 EXPIRATION DATE: 02/28/2009
RESPS:220 HOURS:250,107 COSTS(000):$0
Annual Report of Major Public Utilities, Licensees and Others,
Docket RM04-12-000 (Accounting and Financial Reporting for
Public Utilities Including RTOs)
FORMS: FERC-1
OMB NO: 1902-0022 EXPIRATION DATE: 06/30/2007
RESPS:159 HOURS:29,574 COSTS(000):$0
Annual Report of Oil Pipeline Companies Docket RM03-8-000
(Quarterly Financial Reporting and Revisions to the Annual
Reports)
FORMS: 6
OMB NO: 1902-0024 EXPIRATION DATE: 05/31/2007
RESPS:584 HOURS:7,008 COSTS(000):$0
Monthly Report of Cost and Quality of Fuels for Electric Plants
FORMS: 423
OMB NO: 1902-0028 EXPIRATION DATE: 06/30/2007
RESPS:57 HOURS:89,490 COSTS(000):$0
Annual Report of Major Natural Gas Companies Docket RM03-8-000
(Quarterly FInancial Reporting and Revisions to the Annual
Reports)
FORMS: 2
OMB NO: 1902-0029 EXPIRATION DATE: 02/28/2009
RESPS:33 HOURS:3,454 COSTS(000):$0
Annual Report of NonMajor Public Utilities, Licensees, and
Others, Docket RM04-12-000 (Accounting and Financial Reporting
for Public Utilities including RTOs)
FORMS: FERC-1-F
OMB NO: 1902-0030 EXPIRATION DATE: 06/30/2007
RESPS:53 HOURS:6,095 COSTS(000):$0
Annual Report of Nonmajor Natural Gas Companies Docket RM03-8-
000 (Quarterly Financial Reporting and Revisions to the Annual
Reports)
FORMS: 2-A
OMB NO: 1902-0032 EXPIRATION DATE: 10/31/2008
RESPS:252 HOURS:756 COSTS(000):$0
Natural Gas Pipeline Company Quarterly Statement of Monthly Data
FORMS: 11
OMB NO: 1902-0043 EXPIRATION DATE: 08/31/2008
RESPS:60 HOURS:5,280 COSTS(000):$0
Application for Authorization for the Issuance of Securities or
the Assumption of Liabilities, RM05-11-000 Final Rule,
Electronic Filing
FORMS: 523
OMB NO: 1902-0058 EXPIRATION DATE: 10/31/2006
RESPS:34 HOURS:1,211,080 COSTS(000):$62,285
Applications for License/Relicense for Water Projects with
Greater than 5 MW Capacity, (RM02-16-Finald Rule)
FORMS: 500
OMB NO: 1902-0060 EXPIRATION DATE: 12/31/2008
RESPS:815 HOURS:200,344 COSTS(000):$0
Gas Pipeline Certificates: Construction, Acquisition and
Abandonment, RM05-31-000 Final Rule
FORMS: 537
OMB NO: 1902-0061 EXPIRATION DATE: 05/31/2007
RESPS:1 HOURS:240 COSTS(000):$0
Gas Pipeline Certificates: Section 7(a) Mandatory Initial Service
FORMS: 538
OMB NO: 1902-0062 EXPIRATION DATE: 06/30/2009
RESPS:304 HOURS:3,652 COSTS(000):$0
Gas Pipeline Certificates: Import/Export Related, RM06-1-000 NOPR
FORMS: FERC-539
OMB NO: 1902-0068 EXPIRATION DATE: 10/31/2008
RESPS:8 HOURS:80 COSTS(000):$0
Application for Surrender of Hydropower License
FORMS: 510
OMB NO: 1902-0069 EXPIRATION DATE: 12/31/2007
RESPS:23 HOURS:920 COSTS(000):$0
Application for Transfer of License
FORMS: 511
OMB NO: 1902-0070 EXPIRATION DATE: 12/31/2007
RESPS:57 HOURS:23,940 COSTS(000):$0
Gas Pipeline Rates: Rate Tracking
FORMS: FERC-542
OMB NO: 1902-0073 EXPIRATION DATE: 08/31/2008
RESPS:50 HOURS:3,102 COSTS(000):$0
Application for Preliminary Permits, RM05-18-000 Final Rule,
Modification of Hydropower Procedural Regulations
FORMS: 512
OMB NO: 1902-0075 EXPIRATION DATE: 07/31/2009
RESPS:297 HOURS:10,368 COSTS(000):$0
Cogeneration Facilities and Small Power Production, RM05-36-001
Final Rule on Rehearing, Revised Regulations
FORMS: 556
OMB NO: 1902-0079 EXPIRATION DATE: 12/31/2007
RESPS:10 HOURS:800 COSTS(000):$0
Rules of Practice and Procedure: Declaration of Intention
FORMS: 515
OMB NO: 1902-0082 EXPIRATION DATE: 06/30/2009
RESPS:134 HOURS:52,930 COSTS(000):$6,141
Application Under Federal Power Act Section 203, RM05-34-001
Final Rule on Rehearing
FORMS: 519
OMB NO: 1902-0083 EXPIRATION DATE: 10/31/2008
RESPS:28 HOURS:1,450 COSTS(000):$0
Application for Authority to Hold Interlocking Interlocking
Directorate Positions
FORMS: FERC-520
OMB NO: 1902-0084 EXPIRATION DATE: 09/30/2007
RESPS:75 HOURS:5,625 COSTS(000):$0
Gas Pipeline Rates: Refund Report Requirements
FORMS: 547
OMB NO: 1902-0086 EXPIRATION DATE: 06/30/2008
RESPS:222 HOURS:1,290 COSTS(000):$0
Gas Pipeline Rates: NGPA Title III Transactions and Blanket
Certificate Transactions
FORMS: 549
OMB NO: 1902-0087 EXPIRATION DATE: 06/30/2008
RESPS:3 HOURS:120 COSTS(000):$0
Payments for Benefits from Headwater Improvements
FORMS: FERC-521
OMB NO: 1902-0089 EXPIRATION DATE: 07/31/2008
RESPS:600 HOURS:6,600 COSTS(000):$0
Oil Pipeline Rates: Tariff Filings
FORMS: 550
OMB NO: 1902-0096 EXPIRATION DATE: 07/31/2008
RESPS:4,234 HOURS:393,841 COSTS(000):$0
Electri Rate Schedule3 Filings, RM05-4-000, Proposed Rule,
Inter- connection for Wind Energy and Other Alternative
Technologies.
FORMS: 516
OMB NO: 1902-0098 EXPIRATION DATE: 11/30/2007
RESPS:535 HOURS:1,285,930 COSTS(000):$0
Preservation of Records for Public Utilities and Licenses,
Natural Gas and Oil Pipeline Companies.
FORMS: 555
OMB NO: 1902-0099 EXPIRATION DATE: 05/31/2008
RESPS:1,649 HOURS:412 COSTS(000):$0
Annual Report of Interlocking Directories
FORMS: 561
OMB NO: 1902-0114 EXPIRATION DATE: 05/31/2008
RESPS:183 HOURS:1,098 COSTS(000):$0
Annual Report of Twenty Largest Purchasers
FORMS: 566
OMB NO: 1902-0115 EXPIRATION DATE: 10/31/2006
RESPS:22 HOURS:153,100 COSTS(000):$8,283
Application for License/Relicense for Water Projects with Less
than 5 MW Capacity, (RM02-16 Final Rule)
FORMS: 505
OMB NO: 1902-0116 EXPIRATION DATE: 12/31/2007
RESPS:1 HOURS:245 COSTS(000):$0
Gas Pipeline Certificates: Hinshaw Exemption
FORMS: 574
OMB NO: 1902-0128 EXPIRATION DATE: 12/31/2008
RESPS:1,280 HOURS:247,686 COSTS(000):$0
Gas Pipeline Certificates: Environmental Impact Statement,
RM05-31-000 Final Rule
FORMS: 577
OMB NO: 1902-0132 EXPIRATION DATE: 09/30/2007
RESPS:192 HOURS:768 COSTS(000):$0
Electric Fees and Annual Charges
FORMS: FERC-582
OMB NO: 1902-0136 EXPIRATION DATE: 10/31/2008
RESPS:705 HOURS:1,410 COSTS(000):$0
Annual Kilowatt Generating Report (Annual Charges)
FORMS: 583
OMB NO: 1902-0137 EXPIRATION DATE: 06/30/2007
RESPS:57 HOURS:3,600 COSTS(000):$0
Interrogatory on Fuel and Energy Purchase Practices, IN79-6
FORMS: FORM-580
OMB NO: 1902-0138 EXPIRATION DATE: 06/30/2009
RESPS:7 HOURS:511 COSTS(000):$0
Reporting of Electric Shortages and Contingency Plans Under
PURPA 206
FORMS: 585
OMB NO: 1902-0140 EXPIRATION DATE: 10/31/2006
RESPS:237 HOURS:17,775 COSTS(000):$0
Annual Electric Control and Planning Area Report
FORMS: 714
OMB NO: 1902-0144 EXPIRATION DATE: 07/31/2008
RESPS:8 HOURS:64 COSTS(000):$0
Emergency Natural Gas Transportation, Sale and Exchange Trans-
actions, RM05-12-000 Modifications of Natural Gas Reporting
Regulations (NOPR)
FORMS: 588
OMB NO: 1902-0145 EXPIRATION DATE: 06/30/2009
RESPS:250 HOURS:250 COSTS(000):$0
Land Description, (Public Land States/Non-Public Land States
(Rectangular or Non Rectangular Survey System Lands in Public
Land States)
FORMS: 587
OMB NO: 1902-0153 EXPIRATION DATE: 10/31/2006
RESPS:10 HOURS:45,830 COSTS(000):$0
Gas Pipeline Rates: Rate Change (Formal)
FORMS: FERC-544
OMB NO: 1902-0154 EXPIRATION DATE: 06/30/2008
RESPS:93 HOURS:91,897 COSTS(000):$0
Gas Pipeline Rates: Rate Change (Non Formal) RM96-1-026, Final
Rule
FORMS: 545
OMB NO: 1902-0155 EXPIRATION DATE: 12/31/2007
RESPS:77 HOURS:12,320 COSTS(000):$0
Certificated Rate Filings: Gas Pipeline Rates
FORMS: FERC-546
OMB NO: 1902-0157 EXPIRATION DATE: 01/31/2007
RESPS:85 HOURS:9,913 COSTS(000):$0
Energy Affilates of Interstate Pipelines, RMO1-10-000 Standards
of Conduct for Transmission Providers (Final Rule)
FORMS: FERC-592
OMB NO: 1902-0166 EXPIRATION DATE: 02/28/2009
RESPS:27 HOURS:51 COSTS(000):$0
Repeat of Public Utility Holding Company Act of 1935 and Enact-
ment of Public Utility Company Act of 2005, RM05-32-000 Final
Rule.
FORMS: 598
OMB NO: 1902-0168 EXPIRATION DATE: 06/30/2009
RESPS:8 HOURS:20 COSTS(000):$0
Application for Transmission Services Under Section 211 of the
Federal Power Act
FORMS: 716A
OMB NO: 1902-0169 EXPIRATION DATE: 09/30/2007
RESPS:1,166 HOURS:160,789 COSTS(000):$8,286
Gas Pipeline Rates: Capacity Reports and Index of Customers
FORMS: 549B
OMB NO: 1902-0170 EXPIRATION DATE: 06/30/2009
RESPS:8 HOURS:800 COSTS(000):$0
Good Faith Request for Transmission Service and Response by
Transmitting Utility under Section 211(a) & 213(a) of the
Federal Power Act
FORMS: 716
OMB NO: 1902-0171 EXPIRATION DATE: 03/31/2007
RESPS:183 HOURS:29,280 COSTS(000):$0
Annual Transmissiion Planning and Evaluation Report
FORMS: 715
OMB NO: 1902-0173 EXPIRATION DATE: 06/30/2009
RESPS:220 HOURS:215,695 COSTS(000):$0
Standards for Business Practices and Communication Protocols for
Public Utilities: RM05-5-000 Final Rule: Standards for Business
Practices and Communication Protocols for Public Utilities
FORMS: FERC-717
OMB NO: 1902-0174 EXPIRATION DATE: 06/30/2008
RESPS:93 HOURS:855,227 COSTS(000):$0
Standards for Business Practices of Interstate Natural Gas
Pipelines (RM96-1-26, Final Rule)
FORMS: 549C
OMB NO: 1902-0180 EXPIRATION DATE: 09/30/2008
RESPS:76 HOURS:1,064 COSTS(000):$0
Rules of Practice and Procedure: Compliant Procedures
FORMS: 600
OMB NO: 1902-0197 EXPIRATION DATE: 06/30/2008
RESPS:182 HOURS:46 COSTS(000):$0
Critical Energy Infrastructure Information Data Request
FORMS: 603
OMB NO: 1902-0203 EXPIRATION DATE: 07/31/2008
RESPS:238 HOURS:6,426 COSTS(000):$0
Standardization of Small Generator Interconnection Agreements
and Procedures, RM02-12-000 Final Rule
FORMS: 516A
OMB NO: 1902-0205 EXPIRATION DATE: 02/28/2009
RESPS:1,059 HOURS:171,011 COSTS(000):$0
Quarterly Financial Report of Electric Utilities, Licensees, and
Natural Gas Companies, Docket RM04-12-000 (Accounting and
Financial Reporting for Public Utilities Including RTOs)
FORMS: FERC-3Q
OMB NO: 1902-0206 EXPIRATION DATE: 06/30/2007
RESPS:477 HOURS:71,550 COSTS(000):$3,688
Quarterly Financial Report of Oil Pipeline Companies, Docket
RM3-8-000 (Quarterly Financial Reporting and Revisions to the
Annual Reports)
FORMS: 6Q
OMB NO: 1902-0211 EXPIRATION DATE: 06/30/2008
RESPS:220 HOURS:1,320 COSTS(000):$0
Electric Rate Schedule Filings; RMO05-5-000 NOPR: Stndards for
Business Practices and Communication Protocols for Public
Utilities
FORMS: 913 516
OMB NO: 1902-0213 EXPIRATION DATE: 04/30/2008
RESPS:1,500 HOURS:3,000 COSTS(000):$0
Advanced Metering Program Survey, Docket No. AD06-2-000
FORMS: FERC-728
OMB NO: 1902-0214 EXPIRATION DATE: 04/30/2008
RESPS:1,500 HOURS:3,000 COSTS(000):$0
Demand Responses and Time Based Rate Programs Survey, AD06-2-000
FORMS: FERC-727
OMB NO: 1902-0215 EXPIRATION DATE: 02/28/2009
RESPS:65 HOURS:520 COSTS(000):$0
Annual Report By Service Companies
FORMS: 60
OMB NO: 1902-0216 EXPIRATION DATE: 02/28/2009
RESPS:35 HOURS:35 COSTS(000):$0
Exemption Notification of Holding Company Status
FORMS: 65A
OMB NO: 1902-0217 EXPIRATION DATE: 02/28/2009
RESPS:20 HOURS:20 COSTS(000):$0
Waiver Notification of Holding Compay Status
FORMS: 65B
OMB NO: 1902-0218 EXPIRATION DATE: 02/28/2009
RESPS:110 HOURS:330 COSTS(000):$0
Notification of Holding Company Status
FORMS: 65
OMB NO: 1902-0223 EXPIRATION DATE: 07/31/2009
RESPS:1,150 HOURS:2,300 COSTS(000):$0
Public Utility Market-Bases Rate Authorization Holders (Electric
Rate Schedule Filings) RM06-14-000 Final Rule
FORMS: 915(516)
OMB NO: 1902-0224 EXPIRATION DATE: 07/31/2009
RESPS:222 HOURS:444 COSTS(000):$0
Th Unbundled Sales Service, Persons Holding Blanket Marketing
Certificates (Gas Pipeline Rates: Title II and NGA Blanke
Certificates (Non-Formal) RM06-14-000 Final Rule
FORMS: 916(549)
OMB NO: 1902-0225 EXPIRATION DATE: 06/30/2009
RESPS:1 HOURS:25,800 COSTS(000):$0
Certification of Electric Reliability Organization and
Procedures for Electric Reliability Standards, Order No. 672
(RM05-30-000 Final Rule on rehearing)
FORMS: 725
OMB NO: 1902-0226 EXPIRATION DATE: 06/30/2009
RESPS:220 HOURS:1,320 COSTS(000):$0
Electric Rate Schedule Filings: RM05-5-000 Final Rule: Standards
for Business Practices and Communication Protocols for Public
Utilities
FORMS: FERC-913 (FERC-516)
OMB NO: 1902-0231 EXPIRATION DATE: 07/31/2009
RESPS:100 HOURS:43,400 COSTS(000):$0
Cogeneration and Small Power Production, RM05-36-001 Final Rule
on rehearing, Revised Regulations for Tariff Filings
FORMS: 914(516)
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
69 22,699 5,787,225 $88,683
Federal Housing Finance Board
OMB NO: 3069-0001 EXPIRATION DATE: 07/31/2007
RESPS:4,308 HOURS:2,154 COSTS(000):$0
Monthly Survey of Rates and Terms on Conventional 1-Family
NonFarm Mortgage Loans (MIRS)
FORMS: FHFB-10-91
OMB NO: 3069-0002 EXPIRATION DATE: 11/30/2007
RESPS:5,010 HOURS:4,210 COSTS(000):$96
Federal Home Loan Bank Directors
FORMS: NONE
OMB NO: 3069-0003 EXPIRATION DATE: 03/31/2009
RESPS:5,170 HOURS:8,496 COSTS(000):$0
Community Support Requirements
FORMS: 96-01
OMB NO: 3069-0004 EXPIRATION DATE: 05/31/2007
RESPS:8,436 HOURS:12,346 COSTS(000):$0
Members of the Banks
FORMS: NONE
OMB NO: 3069-0005 EXPIRATION DATE: 12/31/2008
RESPS:64 HOURS:78 COSTS(000):$0
Advances to Housing Associates
FORMS: NONE
OMB NO: 3069-0006 EXPIRATION DATE: 07/31/2007
RESPS:10,749 HOURS:65,461 COSTS(000):$0
Affordable Housing Program (AHP)
FORMS: NONE
OMB NO: 3069-0058 EXPIRATION DATE: 03/31/2007
RESPS:2,400 HOURS:57,600 COSTS(000):$75
Federal Home Loan Bank Acquired Member Assets, Core Mission
Activities, Investments and Advances
FORMS: NONE
OMB NO: 3069-0059 EXPIRATION DATE: 02/28/2007
RESPS:54,000 HOURS:35,100 COSTS(000):$6,221
Capital Requirements for the Federal Home Loan Banks
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
8 90,137 185,445 $6,392
Federal Maritime Commission
OMB NO: 3072-0012 EXPIRATION DATE: 09/30/2008
RESPS:50 HOURS:1,574 COSTS(000):$0
46 CFR Part 540 - Application for Certificate of Financial
Responsibility
FORMS: FMC-131
OMB NO: 3072-0018 EXPIRATION DATE: 07/31/2007
RESPS:11,215 HOURS:5,731 COSTS(000):$0
46 CFR 515- Licensing, Financial Responsibility Requirements and
General Duties for Ocean Transportation Intermediaries and
related Forms.
FORMS: FMC-18 48 48A 67 68 69 69A
OMB NO: 3072-0045 EXPIRATION DATE: 03/31/2007
RESPS:1,832 HOURS:35,770 COSTS(000):$4,819
46 CFR 535-Ocean Common Carrier and Marine Terminal Operator
Agreements Subject to the Shipping Act of 1984.
FORMS: FMC-150 FMC-151
OMB NO: 3072-0060 EXPIRATION DATE: 09/30/2008
RESPS:32 HOURS:56 COSTS(000):$0
46 CFR Part 565 - Controlled Carriers
FORMS: NONE
OMB NO: 3072-0061 EXPIRATION DATE: 09/30/2008
RESPS:168 HOURS:964 COSTS(000):$0
46 CFR 525 - Marine Terminal Operator Schedules and Related Form
FMC-1
FORMS: FMC-1
OMB NO: 3072-0064 EXPIRATION DATE: 09/30/2008
RESPS:3,500,000 HOURS:364,200 COSTS(000):$2,452
46 CFR 520 - Carrier Automated Tariff Systems and Related Form
FMC-1
FORMS: FMC-1
OMB NO: 3072-0065 EXPIRATION DATE: 09/30/2008
RESPS:525,760 HOURS:528,770 COSTS(000):$0
46 CFR 530 - Service Contracts and Related Form FMC-83
FORMS: FMC-83
OMB NO: 3072-0070 EXPIRATION DATE: 09/30/2008
RESPS:2,576,667 HOURS:190,252 COSTS(000):$0
46 CFR Part 531, NVOCC Service Arrangements
FORMS: FMC-78
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
8 6,615,724 1,127,317 $7,271
Federal Reserve System
OMB NO: 7100-0003 EXPIRATION DATE: 11/30/2006
RESPS:8,646 HOURS:12,342 COSTS(000):$0
Government Securities Dealers Reports
FORMS: FR-2004A FR-2004B FR-2004C FR-2004SI FR-2004SD FR-2004WI
OMB NO: 7100-0005 EXPIRATION DATE: 10/31/2008
RESPS:1,120 HOURS:352 COSTS(000):$0
Domestic Finance Company Report of Consolidated Assets and
Liabilities
FORMS: FR-2248
OMB NO: 7100-0011 EXPIRATION DATE: 03/31/2008
RESPS:833 HOURS:1,506 COSTS(000):$0
Registration Statement for Persons Who Extend Credit Secured by
Margin Stock (Other Than Banks, Brokers, or Dealers)
Deregistration Statement for persons Registered Pursuant to....
FORMS: FR-G-1 FR-G-2 FR-G-4
OMB NO: 7100-0012 EXPIRATION DATE: 03/31/2007
RESPS:117,600 HOURS:7,140 COSTS(000):$0
Money Market Mutual Fund Assets Reports
FORMS: FR-2051A FR-2051B
OMB NO: 7100-0018 EXPIRATION DATE: 03/31/2008
RESPS:5,560 HOURS:945 COSTS(000):$0
Statement of Purpose for an Extension of Credit Secured by
Margin Stock by a Person Subject to Registration Under
Regulation U
FORMS: FR-G-3
OMB NO: 7100-0019 EXPIRATION DATE: 03/31/2008
RESPS:138 HOURS:23 COSTS(000):$0
Statement of Purpose for an Extension of Credit by a Creditor
FORMS: FR-T-4
OMB NO: 7100-0030 EXPIRATION DATE: 03/31/2007
RESPS:3,640 HOURS:14,560 COSTS(000):$0
Weekly Report of Assets and Liabilities for Large U.S. Branches
and Agencies of Foreign Banks
FORMS: FR-2069
OMB NO: 7100-0032 EXPIRATION DATE: 04/30/2008
RESPS:1,100 HOURS:25,025 COSTS(000):$0
Report of Assets and Liabilities of U.S. Branches and Agencies
of Foreign Banks
FORMS: FFIEC-002
OMB NO: 7100-0034 EXPIRATION DATE: 03/31/2007
RESPS:10,472 HOURS:5,331 COSTS(000):$0
Report on Indebtedness of Executive Officers and Principal
Shareholders and their Related Interest to Correspondent Banks
FORMS: FFIEC-004
OMB NO: 7100-0035 EXPIRATION DATE: 04/30/2009
RESPS:180 HOURS:8,456 COSTS(000):$0
Country Exposure Report & Country Exposure Information Report
FORMS: FFIEC-009 FFIEC-009A
OMB NO: 7100-0036 EXPIRATION DATE: 03/31/2009
RESPS:3,676 HOURS:187,550 COSTS(000):$0
Consolidated Reports of Condition and Income
FORMS: FFIEC-031 FFIEC-041
OMB NO: 7100-0042 EXPIRATION DATE: 09/30/2008
RESPS:1,677 HOURS:840 COSTS(000):$0
Applications for Subscription to, Adjustment in Holding of, and
Cancellation of Federal Reserve Bank Stock
FORMS: FR-2030 FR-2030A FR-2056 FR-2086 FR-2086A FR-2087
OMB NO: 7100-0046 EXPIRATION DATE: 09/30/2008
RESPS:80 HOURS:320 COSTS(000):$0
Applications for Membership in the Federal Reserve System
FORMS: FR-2083 FR-2083A FR-2083B FR-2083C
OMB NO: 7100-0058 EXPIRATION DATE: 06/30/2009
RESPS:504 HOURS:1,008 COSTS(000):$0
The Senior Loan Officer Opinion Survey on Bank Lending Practices
FORMS: FR-2018
OMB NO: 7100-0061 EXPIRATION DATE: 12/31/2008
RESPS:4,860 HOURS:7,317 COSTS(000):$0
Surey of Terms of Lending
FORMS: FR-2028A FR-2028B FR-2028S
OMB NO: 7100-0069 EXPIRATION DATE: 03/31/2008
RESPS:79 HOURS:20 COSTS(000):$0
Notification of Foreign Branch Status
FORMS: FR-2058
OMB NO: 7100-0071 EXPIRATION DATE: 10/31/2006
RESPS:176 HOURS:651 COSTS(000):$0
Foreign Branch Report of Condition
FORMS: FFIEC-030
OMB NO: 7100-0073 EXPIRATION DATE: 03/31/2008
RESPS:1,175 HOURS:6,005 COSTS(000):$0
Financial Statements of Foreign Subsidiaries of U.S. Banking
Organizations and Abbreviated Financial Statements of Foreign
Subsidiaries of U.S. Banking Organizations
FORMS: FR-2314 FR-2314S
OMB NO: 7100-0075 EXPIRATION DATE: 03/31/2007
RESPS:59,800 HOURS:103,480 COSTS(000):$0
Weekly Report of Assets and Liabilities for Large Banks; Weekly
Report of Selected Assets
FORMS: FR-2416 FR-2644
OMB NO: 7100-0079 EXPIRATION DATE: 03/31/2009
RESPS:236 HOURS:826 COSTS(000):$0
Quarterly Report of Assets and Liabilities of Large Foreign
Office of U. S. Banks
FORMS: FR-2502Q
OMB NO: 7100-0085 EXPIRATION DATE: 06/30/2009
RESPS:728 HOURS:232 COSTS(000):$0
Quarterly Report of Interest Rates on Selected Direct Consumer
Installment Loans; Quarterly Report of Credit Card Plans
FORMS: FR-2835 FR-2835A
OMB NO: 7100-0086 EXPIRATION DATE: 03/31/2009
RESPS:304 HOURS:3,055 COSTS(000):$0
Consolidated Report of Condition and Income for Edge and
Agreement Corporations
FORMS: FR-2886B
OMB NO: 7100-0087 EXPIRATION DATE: 09/30/2006
RESPS:196,996 HOURS:689,486 COSTS(000):$0
Report of Transaction Accounts, Other Deposits and Vault Cash;
Report of Certain Eurocurrency Transactions
FORMS: FR-2900 FR-2950 FR-2951
OMB NO: 7100-0088 EXPIRATION DATE: 09/30/2006
RESPS:160 HOURS:40 COSTS(000):$0
Allocation of Low Reserve Tranche and Reservable Exemption
FORMS: FR-2930 FR-2930A
OMB NO: 7100-0091 EXPIRATION DATE: 06/30/2007
RESPS:272 HOURS:1,390 COSTS(000):$0
Reports Related to Securities of State Member Banks as Required
by Regulation H
FORMS: REG.-H-1
OMB NO: 7100-0097 EXPIRATION DATE: 12/31/2006
RESPS:836 HOURS:599 COSTS(000):$0
Domestic Branch Notification
FORMS: FR-4001
OMB NO: 7100-0099 EXPIRATION DATE: 04/30/2007
RESPS:16 HOURS:8 COSTS(000):$0
Transfer Agent Registration and Amendment Form
FORMS: FR-TA-1
OMB NO: 7100-0100 EXPIRATION DATE: 03/31/2007
RESPS:30 HOURS:30 COSTS(000):$0
Uniform Application for Municipal Securities Principal or
Municipal Securities Representative Associated with a Bank
Municipal Securities Dealer
FORMS: MSD-4
OMB NO: 7100-0101 EXPIRATION DATE: 03/31/2007
RESPS:70 HOURS:18 COSTS(000):$0
Univorm Termination Notice for Municipal Securities Principal or
Municipal Securities Representative Associated with a Bank
Municipal Securities Dealer
FORMS: FR-MSD-5
OMB NO: 7100-0107 EXPIRATION DATE: 04/30/2008
RESPS:56 HOURS:772 COSTS(000):$0
International Applications and Prior Notifications under
Subparts A and C of Regulation K
FORMS: FR-K-1
OMB NO: 7100-0109 EXPIRATION DATE: 06/30/2009
RESPS:160 HOURS:320 COSTS(000):$0
Recordkeeping Requirements Associated with Changes in Foreign
Investments (Made Pursuant to Regulation K)
FORMS: FR-2064
OMB NO: 7100-0112 EXPIRATION DATE: 04/30/2007
RESPS:54 HOURS:27 COSTS(000):$0
Written Security Program for State Member Banks
FORMS: FR-4004
OMB NO: 7100-0115 EXPIRATION DATE: 03/31/2008
RESPS:906,936 HOURS:154,179 COSTS(000):$0
Statement of Purpose for an Extension of Credit Secured by
Margin Stock
FORMS: FR-U-1
OMB NO: 7100-0119 EXPIRATION DATE: 09/30/2008
RESPS:9 HOURS:710 COSTS(000):$0
Application for a Foreign Organization to Acquire a U.S. Bank or
Bank Holding Company
FORMS: FR-Y-3F
OMB NO: 7100-0121 EXPIRATION DATE: 04/30/2008
RESPS:556 HOURS:19,100 COSTS(000):$0
Application for Prior Approval to Become a Bank Holding Company
or for a Bank Holding Company to Acquire an Additional Bank or
Bank Holding Company; Notice for Prior Approval to Become a....
FORMS: FR-Y-3 FR-Y-3N FR-Y-4
OMB NO: 7100-0124 EXPIRATION DATE: 03/31/2007
RESPS:5,156 HOURS:21,913 COSTS(000):$0
Annual Report of Bank Holding Companies
FORMS: FR-Y-6
OMB NO: 7100-0125 EXPIRATION DATE: 06/30/2008
RESPS:1,424 HOURS:5,384 COSTS(000):$0
Annual Report of Foreign Banking Organizations, Financial State-
ments of U.S. Nonbank Subsidiaries Held by FBOs, Abbreviated
Financial Statements of U.S. Nonbank Subsidiares Held by FBOs,...
FORMS: FR-Y-7 FR-Y-7N FR-Y-7NS FR-Y-7Q
OMB NO: 7100-0126 EXPIRATION DATE: 04/30/2009
RESPS:25,240 HOURS:53,419 COSTS(000):$0
Bank Holding Company Report of Insured Depository Institutions'
Section 23A Transactions with Affiliates
FORMS: FR-Y-8
OMB NO: 7100-0128 EXPIRATION DATE: 03/31/2008
RESPS:13,301 HOURS:183,541 COSTS(000):$0
Financial Statements for Bank Holding Companies
FORMS: FR-Y-9C FR-Y-9LP FR-Y-9SP FR-Y-9CS FR-Y-9ES
OMB NO: 7100-0129 EXPIRATION DATE: 07/31/2007
RESPS:36 HOURS:180 COSTS(000):$0
Request for Extension of Time to Dispose of Assets Acquired in
Satisfaction of Debts Previously Contracted
FORMS: FR-4006
OMB NO: 7100-0131 EXPIRATION DATE: 06/30/2007
RESPS:11 HOURS:171 COSTS(000):$0
Notice of Proposed Stock Redemption
FORMS: FR-4008
OMB NO: 7100-0134 EXPIRATION DATE: 10/31/2007
RESPS:1,091 HOURS:7,242 COSTS(000):$0
Interagency Notice of Change in Bank Control; Interagency Notice
of Change in Director or Senior Executive Officer; Interagency
Biographical and Financial Report
FORMS: FR-2081A 2081B 2081C
OMB NO: 7100-0135 EXPIRATION DATE: 08/31/2008
RESPS:512 HOURS:170 COSTS(000):$0
Consumer Satisfaction Questionnaire
FORMS: FR-1379
OMB NO: 7100-0137 EXPIRATION DATE: 06/30/2007
RESPS:3 HOURS:6 COSTS(000):$0
Notice Claiming Status as an Exempt Transfer Agent
FORMS: FR-4013
OMB NO: 7100-0139 EXPIRATION DATE: 07/31/2007
RESPS:6 HOURS:3 COSTS(000):$0
Investment in Bank Premises Notification
FORMS: FR-4014
OMB NO: 7100-0150 EXPIRATION DATE: 03/31/2008
RESPS:9,700 HOURS:658 COSTS(000):$0
Ongoing Intermittent Survey of Households
FORMS: FR-3016
OMB NO: 7100-0171 EXPIRATION DATE: 08/31/2008
RESPS:80 HOURS:2,184 COSTS(000):$0
Interagency Bank Merger Act Application
FORMS: FR-2070
OMB NO: 7100-0175 EXPIRATION DATE: 09/30/2006
RESPS:5,605 HOURS:2,803 COSTS(000):$0
Annual Report of Total Deposits and Reservable Liabilities
FORMS: FR-2910A
OMB NO: 7100-0180 EXPIRATION DATE: 06/30/2009
RESPS:1,320 HOURS:8,400 COSTS(000):$0
Request for Proposal and Request for Price Quotations
FORMS: RFP RFPQ
OMB NO: 7100-0181 EXPIRATION DATE: 12/31/2007
RESPS:2,500 HOURS:2,548 COSTS(000):$0
Application for Employment with the Board of Governors of the
Federal Reserve System
FORMS: FR-28
OMB NO: 7100-0196 EXPIRATION DATE: 10/31/2007
RESPS:3,136,644 HOURS:158,327 COSTS(000):$0
Recordkeeping and Disclosure Requirements Associated with
Securities Transactions Pursuant to Regulation H
FORMS: REG.-H-3
OMB NO: 7100-0197 EXPIRATION DATE: 12/31/2008
RESPS:914 HOURS:85,234 COSTS(000):$0
Recordkeeping, Reporting, and Disclosure Requirements in
Connection with Regulation BB (Community Reinvestment Act)
FORMS: REG-BB
OMB NO: 7100-0199 EXPIRATION DATE: 05/31/2009
RESPS:7,505,576 HOURS:618,398 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation Z (Truth in Lending)
FORMS: REG.-Z
OMB NO: 7100-0200 EXPIRATION DATE: 01/31/2009
RESPS:805,860 HOURS:83,751 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation E (Electronic Funds Transfer)
FORMS: REG.-E
OMB NO: 7100-0201 EXPIRATION DATE: 01/31/2009
RESPS:6,966,496 HOURS:189,540 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation B (Equal Credit Opportunity)
FORMS: REGULATION-B
OMB NO: 7100-0202 EXPIRATION DATE: 11/30/2008
RESPS:32,460 HOURS:3,534 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation M (Consumer Leasing)
FORMS: REGULATION-M
OMB NO: 7100-0212 EXPIRATION DATE: 06/30/2009
RESPS:93,600 HOURS:93,600 COSTS(000):$0
Suspicious Activity Report by Depository Institutions
FORMS: FR-2230
OMB NO: 7100-0213 EXPIRATION DATE: 09/30/2006
RESPS:740 HOURS:7,400 COSTS(000):$0
Country Exposure Report for U.S. Branches and Agencies of
Foreign Banks
FORMS: FFIEC-019
OMB NO: 7100-0216 EXPIRATION DATE: 04/30/2008
RESPS:42 HOURS:42 COSTS(000):$0
Annual Daylight Overdraft Capital Report for U.S. Branches and
Agencies of Foreign Banks
FORMS: FR-2225
OMB NO: 7100-0217 EXPIRATION DATE: 04/30/2008
RESPS:1,785 HOURS:1,780 COSTS(000):$0
Report of Net Debit Cap
FORMS: FR-2226
OMB NO: 7100-0223 EXPIRATION DATE: 06/30/2009
RESPS:232 HOURS:232 COSTS(000):$0
Senior Financial Officer Survey
FORMS: FR-2023
OMB NO: 7100-0224 EXPIRATION DATE: 03/31/2007
RESPS:29 HOURS:26 COSTS(000):$0
Notice By Financial Institutions of Government Securities Broker
or Government Securities Dealer Activities; Notice by Financial
Institutions of Termination of Activities as a Government.....
FORMS: FR-G-FIN FR-G-FINW
OMB NO: 7100-0232 EXPIRATION DATE: 04/30/2007
RESPS:150 HOURS:18 COSTS(000):$0
Survey to Obtain Information on the Relevant Market in
Individual Merger Cases
FORMS: FR-2060
OMB NO: 7100-0235 EXPIRATION DATE: 07/31/2007
RESPS:13,098,096 HOURS:360,951 COSTS(000):$0
Disclosure Requirements in Connection with Regulation CC to
Implement the Expedited Funds Availability Act
FORMS: REG.-CC
OMB NO: 7100-0237 EXPIRATION DATE: 09/30/2006
RESPS:428 HOURS:214 COSTS(000):$0
Report of Foreign (Non-U.S.) Currency Deposits
FORMS: FR-2915
OMB NO: 7100-0239 EXPIRATION DATE: 12/31/2008
RESPS:300 HOURS:75 COSTS(000):$0
Report of Terms of Credit Card Plans
FORMS: FR-2572
OMB NO: 7100-0244 EXPIRATION DATE: 03/31/2008
RESPS:5,434 HOURS:27,689 COSTS(000):$0
Financial Statements of U.S. Nonbank Subsidiaries of U.S. Bank
Holding Companies, and Abbreviated Financial Statements of U.S.
Nonbank Subsidiaries of U.S. Bank Holding Companies
FORMS: FR-Y-11 FR-Y-11S
OMB NO: 7100-0247 EXPIRATION DATE: 02/29/2008
RESPS:651 HOURS:150,942 COSTS(000):$0
HMDA Loan/Application Register
FORMS: FR-HMDA-LAR
OMB NO: 7100-0250 EXPIRATION DATE: 06/30/2009
RESPS:182,210 HOURS:45,553 COSTS(000):$0
Recordkeeping Requirements Associated with Real Estate Appraisal
Standards for Federally Related Transactions Pursuant to
Regulations H and Y
FORMS: FR-H-4
OMB NO: 7100-0261 EXPIRATION DATE: 03/31/2008
RESPS:3,788 HOURS:19,660 COSTS(000):$0
Recordkeeping Requirements Associated with the Real Estate
Lending Standards Regulation for State Member Banks
FORMS: REG.H-5
OMB NO: 7100-0264 EXPIRATION DATE: 06/30/2007
RESPS:239 HOURS:783 COSTS(000):$0
Notice of Branch Closure
FORMS: FR-4031
OMB NO: 7100-0271 EXPIRATION DATE: 06/30/2008
RESPS:3,362,789 HOURS:247,979 COSTS(000):$0
Recordkeeping and Disclosure Requirements in Connection with
Regulation DD (Truth in Savings)
FORMS: REGULATION-DD
OMB NO: 7100-0273 EXPIRATION DATE: 04/30/2008
RESPS:296 HOURS:1,776 COSTS(000):$0
Report of Assets and Liabilities of a Non U.S. Branch that is
Managed or Controlled by a U.S. Branch or Agency of a Foreign
(Non U.S.) Bank
FORMS: FFIEC-002S
OMB NO: 7100-0277 EXPIRATION DATE: 10/31/2008
RESPS:4,750 HOURS:1,315 COSTS(000):$0
The Quinquennial Finance Company Questionnaire and Survey
FORMS: FR-3033P/S
OMB NO: 7100-0278 EXPIRATION DATE: 09/30/2008
RESPS:31 HOURS:125 COSTS(000):$0
Notifications Related to Community Development and Public
Welfare Investments of State Member Banks
FORMS: FR-H-6
OMB NO: 7100-0279 EXPIRATION DATE: 04/30/2007
RESPS:1,500 HOURS:15,000 COSTS(000):$0
Check 21 Act Survey
FORMS: FR-3080
OMB NO: 7100-0280 EXPIRATION DATE: 12/31/2008
RESPS:2,787,330 HOURS:122,413 COSTS(000):$0
Recordkeeping and Disclosure Requirements Associated with Loans
Secured by Real Estate Located in Flood Hazard Areas Pursuant to
Section 208.25 of Regulation H
FORMS: REG.-H-2
OMB NO: 7100-0284 EXPIRATION DATE: 09/30/2008
RESPS:12 HOURS:420 COSTS(000):$0
International Applications and Prior Notifications Under Subpart
B of Regulation K
FORMS: FR-K-2
OMB NO: 7100-0286 EXPIRATION DATE: 12/31/2007
RESPS:16 HOURS:2,400 COSTS(000):$0
Semiannual Report of Derivatives Activity
FORMS: FR-2436
OMB NO: 7100-0289 EXPIRATION DATE: 07/31/2007
RESPS:2,288 HOURS:575 COSTS(000):$0
Report of Selected Balance Sheet Items for Discount Window
Borrowers
FORMS: FR-2046
OMB NO: 7100-0290 EXPIRATION DATE: 12/31/2007
RESPS:75 HOURS:200 COSTS(000):$0
Annual Salary Survey (FR 29a) and Ad hoc surveys (FR 29b)
FORMS: FR-29A FR-29B
OMB NO: 7100-0292 EXPIRATION DATE: 06/30/2007
RESPS:171 HOURS:3,142 COSTS(000):$0
Filings Related to the Gramm-Leach-Bliley Act (GLB Act)
FORMS: FR-4010 FR-4011 FR-4012 FR-4017 FR-4019
OMB NO: 7100-0294 EXPIRATION DATE: 08/31/2006
RESPS:411,875 HOURS:369,330 COSTS(000):$0
Reporting and Disclosure Requirements Associated with Regulation
P (Privacy of Consumer Financial Information)
FORMS: REG-P
OMB NO: 7100-0297 EXPIRATION DATE: 03/31/2007
RESPS:19,106 HOURS:18,004 COSTS(000):$0
Report of Changes in Organizational Structure: Report of Changes
in FBO Organizational Structure; Supplement to the Report of
Changes in Organizational Structure
FORMS: FR-Y-10 FR-Y-10F FR-Y-10S
OMB NO: 7100-0298 EXPIRATION DATE: 03/31/2007
RESPS:601,650 HOURS:15,041 COSTS(000):$0
Disclosure Requirements in Connection with Regulation H
(Consumer Protections in Sales of Insurance)
FORMS: REG-H-7
OMB NO: 7100-0299 EXPIRATION DATE: 01/31/2007
RESPS:637 HOURS:910 COSTS(000):$0
Disclosure and Reporting of CRA-Related Agreements
FORMS: REG-G
OMB NO: 7100-0300 EXPIRATION DATE: 11/30/2007
RESPS:114 HOURS:1,824 COSTS(000):$0
Consolidated Bank Bolding Company Report of Equity Investments
in Nonfinancial Companies
FORMS: FR-Y-12
OMB NO: 7100-0301 EXPIRATION DATE: 12/31/2007
RESPS:2,430 HOURS:814 COSTS(000):$0
Studies of Board Publications
FORMS: FR-1373-A FR-1373-B
OMB NO: 7100-0302 EXPIRATION DATE: 02/29/2008
RESPS:500 HOURS:125 COSTS(000):$0
Intermittent Survey of Businesses
FORMS: FR-1374
OMB NO: 7100-0304 EXPIRATION DATE: 05/31/2009
RESPS:45 HOURS:250 COSTS(000):$0
Notice Requirements in Connection with Regulation W (12 CFR
Parts 223 Transactions Between Member Banks and Their Affiliates)
FORMS: REG.-W
OMB NO: 7100-0305 EXPIRATION DATE: 04/30/2007
RESPS:180 HOURS:12,675 COSTS(000):$0
Proposed Polcy to Increase Depository Instsitution Recirculation
of Currency
FORMS: 4101
OMB NO: 7100-0306 EXPIRATION DATE: 05/31/2007
RESPS:5 HOURS:10 COSTS(000):$0
Regulation Y/BHC - Change in Bank Control
FORMS: FR-4021
OMB NO: 7100-0307 EXPIRATION DATE: 06/30/2007
RESPS:8,000 HOURS:2,640 COSTS(000):$0
Survey of Financial Management Behaviors of Military Personnel
FORMS: FR-1375
OMB NO: 7100-0308 EXPIRATION DATE: 08/31/2007
RESPS:30,000 HOURS:240,000 COSTS(000):$0
Disclosure Requirements Associated with Regulation V
FORMS: REG.-V
OMB NO: 7100-0309 EXPIRATION DATE: 06/30/2008
RESPS:6,792 HOURS:163,798 COSTS(000):$0
Recordkeeping and Disclosure Requirements Associated with the
Guidance on Response Programs for Unauthorized Access to
Customer Information
FORMS: FR-4100
OMB NO: 7100-0310 EXPIRATION DATE: 03/31/2009
RESPS:520 HOURS:8,320 COSTS(000):$0
Recordkeeping Requirements Associated with Parts 211.5 and
211.24 of Regulation K
FORMS: REG-K
OMB NO: 7100-0311 EXPIRATION DATE: 05/31/2009
RESPS:20 HOURS:500 COSTS(000):$0
Recordkeeping Requirements Associated with the Interagency
Statement on Complex Structured Finance Activities
FORMS: FR-4022
OMB NO: 7100-0312 EXPIRATION DATE: 05/31/2009
RESPS:7,200 HOURS:25,434 COSTS(000):$0
Studies to Develop and Test Consumer regulatory Disclosures
FORMS: FR-1380
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
98 40,478,726 4,645,054 $0
Federal Trade Commission
OMB NO: 3084-0005 EXPIRATION DATE: 05/31/2007
RESPS:2,123 HOURS:84,020 COSTS(000):$0
Hart-Scott-Rodino (Premerger notification) Rules and Report Form
FORMS: C-4
OMB NO: 3084-0025 EXPIRATION DATE: 07/31/2008
RESPS:378,000 HOURS:169,000 COSTS(000):$1,228
The Funeral Rule
FORMS: NONE
OMB NO: 3084-0047 EXPIRATION DATE: 10/31/2008
RESPS:1,487,000 HOURS:139,000 COSTS(000):$0
FTC Administrative Activities
FORMS: NONE
OMB NO: 3084-0068 EXPIRATION DATE: 01/31/2009
RESPS:219,000 HOURS:40,000 COSTS(000):$84
The Fuel Rating Rule
FORMS: NONE
OMB NO: 3084-0069 EXPIRATION DATE: 12/31/2007
RESPS:5,000 HOURS:467,000 COSTS(000):$3,519
The Appliance Labeling Rule
FORMS: NONE
OMB NO: 3084-0082 EXPIRATION DATE: 09/30/2007
RESPS:17 HOURS:1,000 COSTS(000):$0
Regulations Under the Comprehensive Smokeless Tobacco Health
Education Act of 1986.
FORMS: NONE
OMB NO: 3084-0085 EXPIRATION DATE: 03/31/2009
RESPS:6,392,500,000 HOURS:3,580,000 COSTS(000):$0
Regulation E (Electronic Fund Transfers)
FORMS: NONE
OMB NO: 3084-0086 EXPIRATION DATE: 03/31/2009
RESPS:4,500,000 HOURS:292,000 COSTS(000):$0
Regulation M (Consumer Leasing)
FORMS: NONE
OMB NO: 3084-0087 EXPIRATION DATE: 03/31/2009
RESPS:339,125,000 HOURS:3,689,000 COSTS(000):$0
Regulation B (Equal Credit Opportunity)
FORMS: NONE
OMB NO: 3084-0088 EXPIRATION DATE: 03/31/2009
RESPS:5,421,100,000 HOURS:17,639,000 COSTS(000):$0
Regulation Z (Truth In Lending)
FORMS: NONE
OMB NO: 3084-0094 EXPIRATION DATE: 11/30/2006
RESPS:32,786 HOURS:2,100 COSTS(000):$12
The Alternative Fuel Rule
FORMS: NONE
OMB NO: 3084-0097 EXPIRATION DATE: 07/31/2009
RESPS:2,500,000,000 HOURS:2,500,000 COSTS(000):$12,575
Telemarketing Sales Rule
FORMS: NONE
OMB NO: 3084-0099 EXPIRATION DATE: 02/28/2009
RESPS:3,000,000 HOURS:168,000 COSTS(000):$0
The Fur Act Regulations (The Fur Products Labeling Act)
FORMS: NONE
OMB NO: 3084-0100 EXPIRATION DATE: 02/28/2009
RESPS:500,000,000 HOURS:407,000 COSTS(000):$0
The Wool Act Regulations (The Wood Products Labeling Act)
FORMS: NONE
OMB NO: 3084-0101 EXPIRATION DATE: 02/28/2009
RESPS:19,900,000,000 HOURS:8,011,000 COSTS(000):$0
The Textile Act Regulations (Textile Fiber Products
Identification Act)
FORMS: NONE
OMB NO: 3084-0102 EXPIRATION DATE: 04/30/2009
RESPS:7,681,000 HOURS:4,401,000 COSTS(000):$0
Trade Reg. Rule Concerning Pay-Per-Call Services and Other
Telephone-Billed Purchases (Pay-Per-Call Rule)
FORMS: NONE
OMB NO: 3084-0103 EXPIRATION DATE: 02/28/2009
RESPS:17,400,000,000 HOURS:6,889,000 COSTS(000):$0
The Care Labeling Rule
FORMS: NONE
OMB NO: 3084-0104 EXPIRATION DATE: 10/31/2008
RESPS:2,340 HOURS:15,000 COSTS(000):$0
Use of Prenotification Negative Option Plans ("Negative Option
Rule")
FORMS: NONE
OMB NO: 3084-0105 EXPIRATION DATE: 10/31/2008
RESPS:600 HOURS:450 COSTS(000):$0
Power Output Claims for Amplifiers Utilized in Home
Entertainment Products ("Amplifier Rule")
FORMS: NONE
OMB NO: 3084-0106 EXPIRATION DATE: 01/31/2007
RESPS:55,400 HOURS:3,094,000 COSTS(000):$0
The Mail or Telephone Order Merchandise Rule
FORMS: NONE
OMB NO: 3084-0107 EXPIRATION DATE: 10/31/2008
RESPS:500,000 HOURS:37,000 COSTS(000):$12,027
Disclosure Requirements for Franchising and Business Opportunity
Ventures ("Francishe Rule")
FORMS: NONE
OMB NO: 3084-0108 EXPIRATION DATE: 12/31/2007
RESPS:30,000,000 HOURS:2,012,250 COSTS(000):$9,000
The Used Car Rule
FORMS: NONE
OMB NO: 3084-0109 EXPIRATION DATE: 10/31/2008
RESPS:1,857,265 HOURS:121,000 COSTS(000):$0
Labeling and Advertising of Home Insulation ("R-Value") Rule
FORMS: NONE
OMB NO: 3084-0110 EXPIRATION DATE: 02/28/2009
RESPS:653,397 HOURS:6,534,000 COSTS(000):$0
Regulations Under Section 4 of the Fair Packaging and Labeiling
Act (FPLA)
FORMS: NONE
OMB NO: 3084-0111 EXPIRATION DATE: 11/30/2007
RESPS:4,241 HOURS:34,000 COSTS(000):$0
The Consumer Product Warranty Rule
FORMS: NONE
OMB NO: 3084-0112 EXPIRATION DATE: 12/31/2007
RESPS:432,893 HOURS:2,760,000 COSTS(000):$0
The Pre-Sale Availability Rule
FORMS: NONE
OMB NO: 3084-0113 EXPIRATION DATE: 12/31/2007
RESPS:65,262 HOURS:30,000 COSTS(000):$300
The Informal Dispute Settlement Procedures Rule
FORMS: NONE
OMB NO: 3084-0117 EXPIRATION DATE: 07/31/2008
RESPS:30 HOURS:2,000 COSTS(000):$0
The Children's Online Privacy Protection Rule
FORMS: NONE
OMB NO: 3084-0120 EXPIRATION DATE: 07/31/2007
RESPS:9,100 HOURS:568 COSTS(000):$0
Survey on the Marketing of Violent Entertainment to Children in
the Electronic Game Industry
FORMS: NONE
OMB NO: 3084-0121 EXPIRATION DATE: 07/31/2008
RESPS:76,000 HOURS:2,000,000 COSTS(000):$0
Privacy of Consumer Financial Information (Gramm-Leach-Bliley
Act Privacy Rule
FORMS: NONE
OMB NO: 3084-0124 EXPIRATION DATE: 02/28/2009
RESPS:4,900 HOURS:416 COSTS(000):$0
Identity Theft Survey
FORMS: NONE
OMB NO: 3084-0125 EXPIRATION DATE: 11/30/2008
RESPS:3,700 HOURS:950 COSTS(000):$0
Consumer Fraud Survey
FORMS: NONE
OMB NO: 3084-0126 EXPIRATION DATE: 12/31/2006
RESPS:800 HOURS:417 COSTS(000):$0
Survey of Consumers on Mortgage Disclosures
FORMS: NONE
OMB NO: 3084-0127 EXPIRATION DATE: 04/30/2007
RESPS:39,600,000 HOURS:900,000 COSTS(000):$0
Contact Lens Rule
FORMS: NONE
OMB NO: 3084-0128 EXPIRATION DATE: 04/30/2007
RESPS:16,600,000 HOURS:198,960 COSTS(000):$0
Free Annual File Disclosures Rule
FORMS: NONE
OMB NO: 3084-0129 EXPIRATION DATE: 06/30/2007
RESPS:1,529,000 HOURS:459,000 COSTS(000):$0
Rulemaking on Definitions of Identity Theft and Identity Theft
Report
FORMS: NONE
OMB NO: 3084-0130 EXPIRATION DATE: 09/30/2007
RESPS:13,500 HOURS:4,000 COSTS(000):$0
FTC Surveys of Consumers Relating to FACT Act of 2003
FORMS: NONE
OMB NO: 3084-0131 EXPIRATION DATE: 07/31/2007
RESPS:241,000 HOURS:2,715,000 COSTS(000):$0
Fact Act Affiliate Marketing Rule
FORMS: NONE
OMB NO: 3084-0132 EXPIRATION DATE: 11/30/2007
RESPS:700 HOURS:46,000 COSTS(000):$0
Prescreen Opt-Out Disclosure Rule
FORMS: NONE
OMB NO: 3084-0133 EXPIRATION DATE: 12/31/2006
RESPS:35 HOURS:200 COSTS(000):$0
Pilot Study for Potential FACT Act Accuracy Study
FORMS: NONE
OMB NO: 3084-0134 EXPIRATION DATE: 01/31/2009
RESPS:15 HOURS:2,100 COSTS(000):$0
FTC Cigarette and Smokeless Tobacco Data Collection
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
41 52,561,680,104 69,445,431 $38,745
National Credit Union Administration
OMB NO: 3133-0004 EXPIRATION DATE: 12/31/2008
RESPS:35,484 HOURS:234,194 COSTS(000):$5,548
Revisions to NCUA Call Reports
FORMS: NCUA-5300
OMB NO: 3133-0024 EXPIRATION DATE: 10/31/2007
RESPS:303 HOURS:7,530 COSTS(000):$212
Mergers of Federal-Insured Credit Unions
FORMS: NONE
OMB NO: 3133-0033 EXPIRATION DATE: 02/28/2007
RESPS:9,719 HOURS:190,560 COSTS(000):$0
12 CFR S748.0 Security Program and Appendix B
FORMS: NONE
OMB NO: 3133-0040 EXPIRATION DATE: 07/31/2007
RESPS:25 HOURS:325 COSTS(000):$0
Federal Credit Union Ownership of Fixed Assets
FORMS: NONE
OMB NO: 3133-0052 EXPIRATION DATE: 09/30/2007
RESPS:1,433 HOURS:1,433 COSTS(000):$0
Federal Credit Union Membership Applications and Denials
FORMS: NONE
OMB NO: 3133-0053 EXPIRATION DATE: 03/31/2009
RESPS:8,871 HOURS:8,871 COSTS(000):$0
Report of Officials
FORMS: NCUA-4501
OMB NO: 3133-0058 EXPIRATION DATE: 09/30/2007
RESPS:137,568 HOURS:45,856 COSTS(000):$770,839
Credit Committee Records
FORMS: NONE
OMB NO: 3133-0059 EXPIRATION DATE: 04/30/2008
RESPS:17,556 HOURS:17,556 COSTS(000):$60,257
Part 715, NCUA Rules and Regulations
FORMS: NONE
OMB NO: 3133-0061 EXPIRATION DATE: 03/31/2008
RESPS:40 HOURS:115 COSTS(000):$0
Central Liquidity Facility Repayment Agreement, Regular Member
FORMS: CLF-8703
OMB NO: 3133-0063 EXPIRATION DATE: 03/31/2008
RESPS:25 HOURS:12 COSTS(000):$0
Central Liquidity Facility Regular Member Membership Application
FORMS: CLF-8702
OMB NO: 3133-0064 EXPIRATION DATE: 03/31/2008
RESPS:25 HOURS:25 COSTS(000):$0
Forms and Instructions for Central Liquidity Facility Loans
FORMS: NCUA-7000 7001 7002 7003 7004
OMB NO: 3133-0067 EXPIRATION DATE: 02/28/2007
RESPS:396 HOURS:792 COSTS(000):$0
Corporate Credit Union Monthly Call Report
FORMS: NCUA-5310
OMB NO: 3133-0094 EXPIRATION DATE: 07/31/2009
RESPS:2,961 HOURS:1,480 COSTS(000):$0
Suspicious Activity Report
FORMS: 2362
OMB NO: 3133-0101 EXPIRATION DATE: 10/31/2007
RESPS:1,900 HOURS:8,020 COSTS(000):$0
12 C.F.R. Sections 723.5 - Develop written policies; 723.11 -
Waiver requests; 723.16 - Application for approval
FORMS: NONE
OMB NO: 3133-0108 EXPIRATION DATE: 10/31/2006
RESPS:9,562 HOURS:28,791 COSTS(000):$0
Monitoring Bank Secrecy Act Compliance
FORMS: NONE
OMB NO: 3133-0114 EXPIRATION DATE: 09/30/2007
RESPS:20 HOURS:40 COSTS(000):$0
Payments on Shares by Public Units and Nonmembers
FORMS: NONE
OMB NO: 3133-0116 EXPIRATION DATE: 07/31/2008
RESPS:50 HOURS:200 COSTS(000):$0
12 U.S.C. 1771 - Conversion from Federal to State Credit Union
and from State to Federal Credit Union, 12 U.S.C. 1781 -
Insurance of Member Accounts - Eligibility
FORMS: 9600 4401 4221 4505 4506
OMB NO: 3133-0117 EXPIRATION DATE: 09/30/2007
RESPS:15 HOURS:225 COSTS(000):$3,600
Designation of Low Income Status
FORMS: NONE
OMB NO: 3133-0121 EXPIRATION DATE: 09/30/2006
RESPS:589 HOURS:1,178 COSTS(000):$0
Notice of Change of Officials and Senior Executive Officers
FORMS: NONE
OMB NO: 3133-0130 EXPIRATION DATE: 09/30/2007
RESPS:5,732 HOURS:2,879 COSTS(000):$0
Written Reimbursement Policy
FORMS: NONE
OMB NO: 3133-0133 EXPIRATION DATE: 09/30/2007
RESPS:5,732 HOURS:264,529 COSTS(000):$0
12 C.F.R. 703 Investment and Deposit Activities
FORMS: NONE
OMB NO: 3133-0134 EXPIRATION DATE: 12/31/2008
RESPS:9,128 HOURS:12,076,057 COSTS(000):$0
Truth in Savings
FORMS: NONE
OMB NO: 3133-0135 EXPIRATION DATE: 09/30/2006
RESPS:1 HOURS:62 COSTS(000):$0
National Credit Union Administration Authorization Agreement for
Electronic Funds Transfers Payments
FORMS: NONE
OMB NO: 3133-0137 EXPIRATION DATE: 09/30/2007
RESPS:116 HOURS:116 COSTS(000):$0
Community Development Revolving Loan Program for Credit Unions
Application for Technical Assistance
FORMS: NONE
OMB NO: 3133-0139 EXPIRATION DATE: 09/30/2006
RESPS:2,000 HOURS:5,000 COSTS(000):$0
Organization and Operations of Federal Credit Unions
FORMS: NONE
OMB NO: 3133-0143 EXPIRATION DATE: 03/31/2009
RESPS:1,560,000 HOURS:154,850 COSTS(000):$0
Loans in Areas Having Special Flood Hazards
FORMS: NONE
OMB NO: 3133-0144 EXPIRATION DATE: 09/30/2006
RESPS:6,023 HOURS:502 COSTS(000):$0
Examination Survey
FORMS: NONE
OMB NO: 3133-0146 EXPIRATION DATE: 09/30/2007
RESPS:36 HOURS:72 COSTS(000):$0
Production of Nonpublic Records and Testimony of Employees in
Legal Proceedings
FORMS: NONE
OMB NO: 3133-0149 EXPIRATION DATE: 05/31/2008
RESPS:27 HOURS:560 COSTS(000):$0
12 C.F.R. Part 712, Credit Union Service Organizations (CUSO's)
FORMS: NONE
OMB NO: 3133-0151 EXPIRATION DATE: 09/30/2007
RESPS:380 HOURS:760 COSTS(000):$13,300
Leasing - Statistical Documentation Requried for a Guarantor of
a Residual Value - Part 714 (12 CFR Part 714)
FORMS: NONE
OMB NO: 3133-0152 EXPIRATION DATE: 09/30/2007
RESPS:1 HOURS:3 COSTS(000):$0
Management Official Interlocks Part 711
FORMS: NONE
OMB NO: 3133-0153 EXPIRATION DATE: 10/31/2007
RESPS:5 HOURS:115 COSTS(000):$0
Part 708a, Charter conversions - documentation required for
credit union members and National Credit Union Administration in
the charter conversion context
FORMS: NONE
OMB NO: 3133-0155 EXPIRATION DATE: 04/30/2007
RESPS:231 HOURS:92 COSTS(000):$0
Central Liquidity Facility Group/Agent Membership and Loan
Activity Forms
FORMS: CLF-8700 CLF-8705 CLF-8706 NCUA-7005 CLF-10
OMB NO: 3133-0166 EXPIRATION DATE: 05/31/2008
RESPS:993,175 HOURS:82,765 COSTS(000):$0
HMDA Requirements Under 12 U.S.C. 2801-2810 and Regulation C 12
CFR 203
FORMS: NONE
OMB NO: 3133-0167 EXPIRATION DATE: 02/28/2007
RESPS:10 HOURS:160 COSTS(000):$0
Part 741.11 of NCUA's Rules and Regulations, Foreign Branching
FORMS: NONE
OMB NO: 3133-0168 EXPIRATION DATE: 03/31/2007
RESPS:2 HOURS:16 COSTS(000):$0
Maximum Borrowing Authority
FORMS: NONE
OMB NO: 3133-0169 EXPIRATION DATE: 10/31/2008
RESPS:5 HOURS:5 COSTS(000):$0
Purchase of Assets and Assumptions of Liabilities
FORMS: NONE
OMB NO: 3133-0170 EXPIRATION DATE: 10/31/2008
RESPS:5 HOURS:5 COSTS(000):$0
12 CFR Part 713, Fidelity Bond and Insurance Coverage for
Federal Credit Unions
FORMS: NONE
OMB NO: 3133-0171 EXPIRATION DATE: 03/31/2009
RESPS:15 HOURS:750 COSTS(000):$0
Third Party Servicing of Indirect Vehicle Loans, 12 CFR 701.21(h)
FORMS: NONE
OMB NO: 3133-0172 EXPIRATION DATE: 08/31/2006
RESPS:481 HOURS:481 COSTS(000):$0
Member Service Assessment
FORMS: NONE
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
40 2,809,647 13,136,982 $853,756
National Labor Relations Board
OMB NO: 3142-0001 EXPIRATION DATE: 05/31/2007
RESPS:500 HOURS:250 COSTS(000):$0
Supplemental Statement Application for Professional Position in
the Office of General Counsel
FORMS: 4560
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
1 500 250 $0
Nuclear Regulatory Commission
OMB NO: 3150-0001 EXPIRATION DATE: 08/31/2008
RESPS:3,182 HOURS:136,191 COSTS(000):$7
10 CFR Part 32, Specific Domestic Licenses to Manufacture or
Transfer Certain Items Containing Byproduct Material
FORMS: NONE
OMB NO: 3150-0002 EXPIRATION DATE: 04/30/2008
RESPS:78,478 HOURS:524,820 COSTS(000):$30
10 CFR 73, Physical Protection of Plants and Materials
FORMS: NONE
OMB NO: 3150-0003 EXPIRATION DATE: 04/30/2008
RESPS:36,650 HOURS:45,813 COSTS(000):$0
DOE/NRC Form 741 (Nuclear Material Transaction Report) and
NUREG/ BR-0006, Revision 6, Instructions for Completing Nuclear
Material Transaction Report
FORMS: 741
OMB NO: 3150-0004 EXPIRATION DATE: 08/31/2006
RESPS:200 HOURS:1,000 COSTS(000):$0
DOE/NRC Form 742, Material Balance Report and NUREG/BR-0007,
Instructions for Preparation and Distribution of Material Status
Report
FORMS: 742
OMB NO: 3150-0005 EXPIRATION DATE: 09/30/2007
RESPS:24,352 HOURS:12,176 COSTS(000):$0
NRC Form 4, Cumulative Occupational Exposure History
FORMS: NRC-FORM-4
OMB NO: 3150-0006 EXPIRATION DATE: 09/30/2007
RESPS:175,456 HOURS:67,460 COSTS(000):$0
NRC Form 5, Occupational Exposure Record for a Monitoring Period
FORMS: NRC-FORM-5
OMB NO: 3150-0007 EXPIRATION DATE: 10/31/2007
RESPS:580 HOURS:244,048 COSTS(000):$15
10 CR Part 34, Licenses for Radiography and Radiation Safety
Requirements for Radiographic Operations
FORMS: NONE
OMB NO: 3150-0008 EXPIRATION DATE: 11/30/2006
RESPS:633 HOURS:42,897 COSTS(000):$0
10 CFR part 71, Packing and Transportation of Radioactive
Material
FORMS: NONE
OMB NO: 3150-0009 EXPIRATION DATE: 09/30/2007
RESPS:1,256 HOURS:89,465 COSTS(000):$0
10 CFR 70, Domestic Licensing of Special Nuclear Material
FORMS: NONE
OMB NO: 3150-0010 EXPIRATION DATE: 09/30/2007
RESPS:244,086 HOURS:1,113,217 COSTS(000):$67
10 CFR 35, Medical Use of Byproduct Material
FORMS: NONE
OMB NO: 3150-0011 EXPIRATION DATE: 02/28/2007
RESPS:7,124 HOURS:5,317,017 COSTS(000):$212
10 CFR Part 50, Domestic Licensing of Production and Utilization
Facilities
FORMS: NONE
OMB NO: 3150-0012 EXPIRATION DATE: 08/31/2006
RESPS:204 HOURS:53,680 COSTS(000):$0
Reports Concerning Possible Non-Routine Emergency Generic Problem
FORMS: NONE
OMB NO: 3150-0013 EXPIRATION DATE: 08/31/2008
RESPS:3,963 HOURS:1,033 COSTS(000):$0
Report of Proposed Activities in Non-Agreement States
FORMS: 241
OMB NO: 3150-0014 EXPIRATION DATE: 08/31/2008
RESPS:7,269 HOURS:134,069 COSTS(000):$8
10 CFR 20, Standards for Protection Aganist Radiation
FORMS: NONE
OMB NO: 3150-0015 EXPIRATION DATE: 10/31/2008
RESPS:1 HOURS:1 COSTS(000):$0
10 CFR Part 33, Specific Domestic Licenses of Broad Scope for
ByProduct Material
FORMS: NONE
OMB NO: 3150-0016 EXPIRATION DATE: 08/31/2008
RESPS:51,205 HOURS:15,118 COSTS(000):$1
10 CFR Part 31, General Domestic Licenses for Byproduct Material
FORMS: NONE
OMB NO: 3150-0017 EXPIRATION DATE: 04/30/2009
RESPS:35,178 HOURS:248,034 COSTS(000):$2
10 CFR 30, Rules of General Applicability to Domestic Licensing
of Byproduct Material
FORMS: NONE
OMB NO: 3150-0018 EXPIRATION DATE: 06/30/2009
RESPS:343 HOURS:67,060 COSTS(000):$11
10 CFR Part 55, Operators' Licenses
FORMS: NONE
OMB NO: 3150-0020 EXPIRATION DATE: 08/31/2006
RESPS:956 HOURS:60,005 COSTS(000):$0
10 CFR 40, Domestic Licensing of Source Material; and NRC Form
484, Detection Monitoring Data Report
FORMS: 484
OMB NO: 3150-0021 EXPIRATION DATE: 05/31/2009
RESPS:28 HOURS:113,596 COSTS(000):$0
10 CFR Part 51, Environmental Protection Regulations for
Domestice Licensing and Related Regulatory
FORMS: NONE
OMB NO: 3150-0024 EXPIRATION DATE: 12/31/2008
RESPS:1,287 HOURS:758 COSTS(000):$0
NRC Form 396, Certification of Medical Examination by Facility
Licensee
FORMS: 396
OMB NO: 3150-0026 EXPIRATION DATE: 08/31/2008
RESPS:60 HOURS:12 COSTS(000):$0
NRC Form 354, Data Report on Spouse
FORMS: NRC-354
OMB NO: 3150-0027 EXPIRATION DATE: 06/30/2009
RESPS:319 HOURS:788 COSTS(000):$0
Appication for NRC Export/Impordt License, Amendment or Renewal
FORMS: NRC-7
OMB NO: 3150-0028 EXPIRATION DATE: 06/30/2007
RESPS:310 HOURS:155 COSTS(000):$0
Certificate of Disposition of Materials
FORMS: 314
OMB NO: 3150-0029 EXPIRATION DATE: 06/30/2007
RESPS:138 HOURS:1,035 COSTS(000):$0
Requests to Agreement States for Information
FORMS: NONE
OMB NO: 3150-0031 EXPIRATION DATE: 08/31/2006
RESPS:60 HOURS:60 COSTS(000):$0
NRC Form 244, Registeration Certificate - Use of Depleted
uranium Under General License
FORMS: 244
OMB NO: 3150-0032 EXPIRATION DATE: 08/31/2006
RESPS:12 HOURS:35 COSTS(000):$0
10 CFR Part 150 Exemptions and Continued Regulatory Authority in
Agreement States and in Offshore Waters Under Section 274
FORMS: NONE
OMB NO: 3150-0033 EXPIRATION DATE: 08/31/2007
RESPS:1,200 HOURS:300 COSTS(000):$0
NRC Form 212, Qualifications Investigation, Professional,
Technical, and Administrative Positions, (other than clerical
positions)
FORMS: 212
OMB NO: 3150-0034 EXPIRATION DATE: 08/31/2007
RESPS:400 HOURS:100 COSTS(000):$0
NRC Form 212A, Qualifications Investigation, Secretarial/Clerical
FORMS: 212A
OMB NO: 3150-0035 EXPIRATION DATE: 10/31/2007
RESPS:108 HOURS:7,790 COSTS(000):$0
10 CFR Part 21, Reporting of Defects and Noncompliance
FORMS: NONE
OMB NO: 3150-0036 EXPIRATION DATE: 08/31/2006
RESPS:1,204 HOURS:754 COSTS(000):$0
10 CFR Part 110, Export and Import of Nuclear Equipment and
Radioactive Material
FORMS: NONE
OMB NO: 3150-0038 EXPIRATION DATE: 11/30/2008
RESPS:364 HOURS:42 COSTS(000):$0
Registration Certificate-In Vitro Testing with ByProduct
Material Under General License
FORMS: NRC-483
OMB NO: 3150-0039 EXPIRATION DATE: 08/31/2006
RESPS:156 HOURS:1,382 COSTS(000):$0
10 CFR Part 140, Finanical Protection Requirements and Indemnity
Agreements
FORMS: NONE
OMB NO: 3150-0043 EXPIRATION DATE: 10/31/2008
RESPS:7,987 HOURS:2,120 COSTS(000):$0
10 CFR 9l Public Records and NRC Form 509
FORMS: 509
OMB NO: 3150-0044 EXPIRATION DATE: 09/30/2007
RESPS:4,906 HOURS:35,674 COSTS(000):$2
10 CFR 19, Notices, Instructions, and Reports to Workers:
Inspection and Investigations
FORMS: NONE
OMB NO: 3150-0046 EXPIRATION DATE: 05/31/2007
RESPS:1,594 HOURS:417 COSTS(000):$0
10 CFR 25, Access Authorization for Licensee Personnel
FORMS: NONE
OMB NO: 3150-0047 EXPIRATION DATE: 05/31/2007
RESPS:270 HOURS:782 COSTS(000):$0
10 CFR 95, Facility Security Clearance and Safeguarding of
National Security Information and Restricted Data
FORMS: NONE
OMB NO: 3150-0049 EXPIRATION DATE: 06/30/2007
RESPS:225 HOURS:23 COSTS(000):$0
NRC Form 136, Security Termination Statement
FORMS: 136
OMB NO: 3150-0050 EXPIRATION DATE: 06/30/2007
RESPS:420 HOURS:84 COSTS(000):$0
NRC Form 237, Request for Access Authorization
FORMS: 237
OMB NO: 3150-0051 EXPIRATION DATE: 06/30/2007
RESPS:6 HOURS:1 COSTS(000):$0
NRC Form 277, Request for Visit or Access Approval
FORMS: 277
OMB NO: 3150-0052 EXPIRATION DATE: 10/31/2006
RESPS:600 HOURS:40 COSTS(000):$0
NRC Form 790, Classification Record
FORMS: 790
OMB NO: 3150-0053 EXPIRATION DATE: 08/31/2007
RESPS:108 HOURS:432 COSTS(000):$0
10 CFR 4, Nondiscrimination in Federally Assisted Commission
Programs
FORMS: NONE
OMB NO: 3150-0055 EXPIRATION DATE: 06/30/2008
RESPS:8 HOURS:2,800 COSTS(000):$0
10 CFR Part 75 - Safeguards on Nuclear Material, Implementation
of US/IAEA Agreement
FORMS: NONE
OMB NO: 3150-0056 EXPIRATION DATE: 06/30/2008
RESPS:1 HOURS:360 COSTS(000):$0
Design Information Questionnaire - IAEA N-71, and associated
Forms N-72, N-73, N-74, N-75, N-91, N-92, N-93, N-94
FORMS: N-71 N-72 N-73 N-74 N-75 N-91 N-92 N-93 N-94
OMB NO: 3150-0057 EXPIRATION DATE: 04/30/2008
RESPS:150 HOURS:113 COSTS(000):$0
DOE/NRC Form 740M, Concise Note, and NUREG/BR-0006, Revision 6,
Instructions for Completing Nuclear Material Transaction
Reports, (DOE/NRC form 741 and 740M)
FORMS: 740M
OMB NO: 3150-0058 EXPIRATION DATE: 08/31/2006
RESPS:180 HOURS:1,080 COSTS(000):$0
DOE/NRC Form 742C, Physical Inventory Listing
FORMS: 742C
OMB NO: 3150-0062 EXPIRATION DATE: 06/30/2007
RESPS:5 HOURS:1 COSTS(000):$0
10 CFR 11, Criteria and Procedures for Determining Eligibility
for Access to or Control Over Special Nuclear Material
FORMS: NONE
OMB NO: 3150-0066 EXPIRATION DATE: 11/30/2006
RESPS:15,800 HOURS:1,883 COSTS(000):$0
NRC Form 171, "Duplication Request"
FORMS: NRC-171
OMB NO: 3150-0090 EXPIRATION DATE: 10/31/2006
RESPS:1,155 HOURS:2,090 COSTS(000):$0
NRC Form 398, Personal Qualification Statement-Licensee
FORMS: 398
OMB NO: 3150-0093 EXPIRATION DATE: 07/31/2008
RESPS:2 HOURS:8,711 COSTS(000):$0
10 CFR Part 100, Reactor Site Criteria
FORMS: NONE
OMB NO: 3150-0104 EXPIRATION DATE: 06/30/2007
RESPS:400 HOURS:20,000 COSTS(000):$0
NRC Form 366, Licensee Event Report
FORMS: 366 366A 366B
OMB NO: 3150-0107 EXPIRATION DATE: 08/31/2008
RESPS:148 HOURS:1,160 COSTS(000):$0
Grant and Cooperative Agreement Provisions
FORMS: NONE
OMB NO: 3150-0109 EXPIRATION DATE: 05/31/2009
RESPS:2,140 HOURS:1,070 COSTS(000):$0
Billing Instructions for NRC Cost Type Contracts
FORMS: NONE
OMB NO: 3150-0114 EXPIRATION DATE: 08/31/2008
RESPS:100 HOURS:200 COSTS(000):$0
NRC Form 450, General Assignment
FORMS: 450
OMB NO: 3150-0120 EXPIRATION DATE: 10/31/2008
RESPS:15,914 HOURS:70,022 COSTS(000):$7
NRC Form 313, Application for Material License, NRC Form 313A,
Medical use Training and Experience and Preceptor Attestation.
FORMS: NRC-313 NRC-313A
OMB NO: 3150-0121 EXPIRATION DATE: 06/30/2008
RESPS:1 HOURS:1 COSTS(000):$0
10 CFR 81, "Standard Specification for the Granting of Patent
Licenses"
FORMS: NONE
OMB NO: 3150-0123 EXPIRATION DATE: 11/30/2008
RESPS:134 HOURS:9,064 COSTS(000):$1
10 CFR Part 74, "Material Control and Accounting of Special
Nuclear Material"
FORMS: NONE
OMB NO: 3150-0127 EXPIRATION DATE: 08/31/2006
RESPS:1 HOURS:1 COSTS(000):$0
10 CFR Part 60, Disposal of High-Level Radioactive Wastes in
Geologic Repositories
FORMS: NONE
OMB NO: 3150-0130 EXPIRATION DATE: 10/31/2007
RESPS:1,800 HOURS:34,933 COSTS(000):$2
10 CFR Part 39, Licenses and Radiation Safety Requirements for
Well Logging
FORMS: NONE
OMB NO: 3150-0131 EXPIRATION DATE: 08/31/2008
RESPS:80 HOURS:80 COSTS(000):$0
Operator Licensing Examination Data
FORMS: NRC-536
OMB NO: 3150-0132 EXPIRATION DATE: 04/30/2008
RESPS:370 HOURS:25,551 COSTS(000):$0
10 CFR Part 72, Licensing Requirements for the Independent
Storage of Spent Nuclear Fuel and High-Level Radioactive Waste
FORMS: NONE
OMB NO: 3150-0135 EXPIRATION DATE: 04/30/2008
RESPS:16 HOURS:5,412 COSTS(000):$0
10 CFR Part 61, Licensing Requirements for Land Disposal of
Radioactive Waste
FORMS: NONE
OMB NO: 3150-0136 EXPIRATION DATE: 07/31/2008
RESPS:26 HOURS:1,991 COSTS(000):$0
Notice of Enforcement Discretion (NOEDs) for Operating Power
Reactors and Gaseous Diffusion Plants (GDP)
FORMS: NONE
OMB NO: 3150-0139 EXPIRATION DATE: 10/31/2007
RESPS:23 HOURS:98 COSTS(000):$0
NRC Form 327, Special Nuclear Material (SNM) and Source Material
(SM) Physical Inventory Summary Report, and NUREG/BR-009,
Instructions and Guidance for Completing Physical Inventory
FORMS: 327
OMB NO: 3150-0143 EXPIRATION DATE: 06/30/2009
RESPS:1 HOURS:227 COSTS(000):$0
10 CFR Part 62, Criteria and Procedures for Emergency Access to
Non-Federal and Regional Low-Level Waste Disposal Facilities
FORMS: NONE
OMB NO: 3150-0146 EXPIRATION DATE: 11/30/2008
RESPS:1,350 HOURS:61,143 COSTS(000):$5
10 CFR 26, Fitness for Duty Program
FORMS: NONE
OMB NO: 3150-0151 EXPIRATION DATE: 06/30/2008
RESPS:12 HOURS:185,220 COSTS(000):$0
10 CFR part 52, Early Site Permits; Standard Design Certifi-
cations; and Combined Licenses for Nuclear Plants
FORMS: NONE
OMB NO: 3150-0155 EXPIRATION DATE: 07/31/2008
RESPS:26 HOURS:148,000 COSTS(000):$2
10 CFR part 54, Requirements for Renewal of Operating Licenses
for Nuclear Power Plants
FORMS: NONE
OMB NO: 3150-0158 EXPIRATION DATE: 05/31/2008
RESPS:108 HOURS:44,356 COSTS(000):$3
10 CFR Part 36 - Licenses and Radiation Safety Requirements for
Irradiators
FORMS: NONE
OMB NO: 3150-0163 EXPIRATION DATE: 09/30/2006
RESPS:25 HOURS:250 COSTS(000):$0
Cooperation with States at Commerical Nuclear Power Plants and
Other Nuclear Production and Utilization Facilities, Policy
Statement
FORMS: NONE
OMB NO: 3150-0164 EXPIRATION DATE: 06/30/2007
RESPS:13,400 HOURS:10,050 COSTS(000):$0
Uniform Low-Level Radioactive Waste Manifest (Shipping Paper)
and Continuation Page
FORMS: 540 540A
OMB NO: 3150-0165 EXPIRATION DATE: 06/30/2007
RESPS:756 HOURS:567 COSTS(000):$0
Uniform Low-Level Radioactive Waste Manifest Index and Regional
Compact Tabulation
FORMS: 542 542A
OMB NO: 3150-0166 EXPIRATION DATE: 06/30/2007
RESPS:13,400 HOURS:44,341 COSTS(000):$0
Uniform Low-Level Radioactive Waste Manifest Container and Waste
Description
FORMS: 541 541A
OMB NO: 3150-0169 EXPIRATION DATE: 08/31/2008
RESPS:3,837 HOURS:26,095 COSTS(000):$0
48 CFR 20, U.S. Nuclear Regulatory Commission Acquisition
Regulation (NRCAR)
FORMS: NONE
OMB NO: 3150-0178 EXPIRATION DATE: 09/30/2006
RESPS:626 HOURS:1,252 COSTS(000):$0
Nuclear material Events Database (NMED) for the Collection of
Event Report, Response, Analyses, and Follow-up Data on Events
Involving the Use of Atomic Energy Act Radioactive Material
FORMS: NONE
OMB NO: 3150-0181 EXPIRATION DATE: 08/31/2006
RESPS:5 HOURS:1 COSTS(000):$0
Application/Permit for Use of the Two White Flint North (TWFN)
Auditorium, NRC Form 590
FORMS: 590
OMB NO: 3150-0183 EXPIRATION DATE: 05/31/2007
RESPS:54 HOURS:257,173 COSTS(000):$0
Policy Statements, Criteria for Guidance of States and NRC in
Discontinuance of NRC Regulatory Authority and Assumption
thereof by states through agreement and IMPEP Questionnaire.
FORMS: NONE
OMB NO: 3150-0188 EXPIRATION DATE: 10/31/2006
RESPS:300 HOURS:25 COSTS(000):$0
Request for Taxpayer Identification Number, NRC Form 531
FORMS: 531
OMB NO: 3150-0190 EXPIRATION DATE: 03/31/2008
RESPS:7,330 HOURS:611 COSTS(000):$0
NUREG/BR-0238, Materials Annual Fee Billing Handbook, NRC Form
628, Financial EDI Authorization, NUREG/BR-0254, Payment Methods
NRC Form 629, Authorization for Payment by Credit Card
FORMS: NRC-628 NRC-629
OMB NO: 3150-0192 EXPIRATION DATE: 06/30/2008
RESPS:100 HOURS:100 COSTS(000):$0
NRC Form 64, Travel Voucher (Part 1); NRC Form 64A, Travel
Voucher (Part 2), Schedule of Expenses and Amount Claimed; and
NRC Form 64B, Optional Travel Voucher (Part 2)
FORMS: 64 64A 64B
OMB NO: 3150-0193 EXPIRATION DATE: 08/31/2008
RESPS:200 HOURS:200 COSTS(000):$0
Request for Approval of Official Foreign Travel
FORMS: NRC-445
OMB NO: 3150-0195 EXPIRATION DATE: 11/30/2008
RESPS:449 HOURS:84,520 COSTS(000):$0
Voluntary Reporting of Performance Indicators
FORMS: NONE
OMB NO: 3150-0197 EXPIRATION DATE: 06/30/2009
RESPS:1,770 HOURS:393 COSTS(000):$0
Generic Customer Satisfactions Surveys and NRC Form 671, Request
for Review of a Customer Satisfaction Survey under Generic
Clearance
FORMS: NRC-671
OMB NO: 3150-0198 EXPIRATION DATE: 02/28/2007
RESPS:3,000 HOURS:1,000 COSTS(000):$0
NRC Form 664, General Licensee Registration
FORMS: 664
OMB NO: 3150-0199 EXPIRATION DATE: 10/31/2007
RESPS:9 HOURS:363 COSTS(000):$0
10 CFR Part 63, Disposal of High-Level Radioactive Wastes in a
Proposed Geologic Repository at Yucca Mountain, NV.
FORMS: NONE
OMB NO: 3150-0200 EXPIRATION DATE: 06/30/2009
RESPS:108 HOURS:891 COSTS(000):$0
Requests to Non-Agreement States for Information
FORMS: NONE
OMB NO: 3150-0202 EXPIRATION DATE: 06/30/2009
RESPS:2,781 HOURS:5,754 COSTS(000):$0
National Source Tracking Report
FORMS: 748
AGENCY TOTALS:
ACTIVE ANNUAL ANNUAL ANNUAL
REPORTS RESPONSES HOURS COSTS($000)
87 780,979 9,398,637 $375
Securities and Exchange Commission
OMB NO: 3235-0006 EXPIRATION DATE: 12/31/2006
RESPS:11,064 HOURS:245,409 COSTS(000):$0
Form 13F, Report of Institutional Investment Managers pursuant
to Section 13(f) of the Securities Exchange Act of 1934.
FORMS: SEC-1685
OMB NO: 3235-0007 EXPIRATION DATE: 12/31/2007
RESPS:600 HOURS:20,588 COSTS(000):$18,529
Private Transaction - Rule 13e-3 (Schedule 13E-3) under the
Securities Exchange Act of 1934
FORMS: 1893 1893-A
OMB NO: 3235-0009 EXPIRATION DATE: 06/30/2008
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-X, Form and Content of and Requirements for
Financial Statements, Securities Act of 1933, Securities
Exchange Act of 1934, Public Utility Holding Company Act of 1935,
FORMS: SEC-1887
OMB NO: 3235-0010 EXPIRATION DATE: 09/30/2007
RESPS:25 HOURS:106 COSTS(000):$0
Rule 15a-4(17 CFR 240.15-4); Forty-five Day Exemption from
Registration for Certain Members of National Securities
Exchanges.
FORMS: NONE
OMB NO: 3235-0012 EXPIRATION DATE: 09/30/2007
RESPS:20,600 HOURS:8,250 COSTS(000):$0
Form BD/Rule 15b1-1. Application for registration as a broker-
dealer.
FORMS: NONE
OMB NO: 3235-0017 EXPIRATION DATE: 08/31/2007
RESPS:11 HOURS:416 COSTS(000):$0
Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
FORMS: 1
OMB NO: 3235-0018 EXPIRATION DATE: 10/31/2008
RESPS:1,040 HOURS:260 COSTS(000):$0
Form BDW
FORMS: NONE
OMB NO: 3235-0021 EXPIRATION DATE: 08/31/2007
RESPS:275 HOURS:138 COSTS(000):$0
Rule 6a-3 Supplemental Material to be Filed by Exchanges
FORMS: NONE
OMB NO: 3235-0025 EXPIRATION DATE: 05/31/2007
RESPS:7,600 HOURS:1,108,396 COSTS(000):$250,914
Rule 30e-1 under the Investment Company Act of 1940, Reports to
Stockholders of Management Companies
FORMS: NONE
OMB NO: 3235-0026 EXPIRATION DATE: 04/30/2009
RESPS:462 HOURS:125,389 COSTS(000):$5,898
Form N-2 under the Investment Company Act of 1940 and Securities
Act of 1933, Registration Statement of Closed-End Management
Investment Companies
FORMS: 1716
OMB NO: 3235-0028 EXPIRATION DATE: 12/31/2008
RESPS:302,967 HOURS:10,100 COSTS(000):$197
Retention of Fingerprint Cards (17 CFR 240.17f-2(d))
FORMS: NONE
OMB NO: 3235-0029 EXPIRATION DATE: 12/31/2008
RESPS:275,000 HOURS:68,750 COSTS(000):$0
Fingerprinting Plans of Self-Regulatory Organizations. (17 CFR
240.17f-2(c))
FORMS: NONE
OMB NO: 3235-0031 EXPIRATION DATE: 07/31/2008
RESPS:75 HOURS:38 COSTS(000):$0
Notice pursuant to Rule 17f-2(e)(17 CFR 240.17f-2(e))
FORMS: NONE
OMB NO: 3235-0032 EXPIRATION DATE: 12/31/2006
RESPS:1,000 HOURS:500 COSTS(000):$0
Requirements for reporting and inquiry with respect to missing,
lost, counterfeit, or stolen securities. (17 CFR 240.17f-1(b))
FORMS: NONE
OMB NO: 3235-0033 EXPIRATION DATE: 12/31/2007
RESPS:6,900 HOURS:2,421,195 COSTS(000):$24,900
Rule 17a-3; Records to be Made by Certain Exchange Members,
Brokers and Dealers
FORMS: NONE
OMB NO: 3235-0034 EXPIRATION DATE: 02/28/2007
RESPS:550,000 HOURS:275,000 COSTS(000):$13,750
Fingerprinting requirements for securities professionals. (17
CFR 240.17f-2(a))
FORMS: NONE
OMB NO: 3235-0035 EXPIRATION DATE: 07/31/2008
RESPS:23,628 HOURS:590,700 COSTS(000):$0
Rule 17a-13 (17 CFR 240.17a-3) Quarterly Security Counts to be
made by Certain Exchange Members, Brokers, and Dealers.
FORMS: NONE
OMB NO: 3235-0037 EXPIRATION DATE: 12/31/2006
RESPS:1,300,000 HOURS:108,333 COSTS(000):$0
Reporting of missing, lost, stolen or counterfeit securities (17
CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
FORMS: NONE
OMB NO: 3235-0043 EXPIRATION DATE: 08/31/2008
RESPS:1 HOURS:400 COSTS(000):$1
Application for Registration of Securities Information
Processors - Rule 11Ab2-1 and Form SIP
FORMS: SIP
OMB NO: 3235-0044 EXPIRATION DATE: 04/30/2009
RESPS:1 HOURS:3 COSTS(000):$0
Amendments and Supplements to Registration Statements of
Securities Associations - Rule Aj-1 (17 CFR 240.15Aj-1)
FORMS: X-15AJ-1 X-15AJ-2
OMB NO: 3235-0045 EXPIRATION DATE: 06/30/2007
RESPS:1,279 HOURS:38,771 COSTS(000):$0
Rule 19b-4 Filings with Respect to Proposed Rule Changes by
Self-Regulatory Organizations
FORMS: 19B-4
OMB NO: 3235-0047 EXPIRATION DATE: 07/31/2008
RESPS:19,553,280 HOURS:6,224,623 COSTS(000):$0
Rule 204-3 [17 CFR 275.204-3] under the Investment Advisers Act
of 1940
FORMS: NONE
OMB NO: 3235-0049 EXPIRATION DATE: 07/31/2008
RESPS:24,612 HOURS:137,403 COSTS(000):$3,695
Form ADV
FORMS: SEC-1707
OMB NO: 3235-0056 EXPIRATION DATE: 10/31/2008
RESPS:1,760 HOURS:5,280 COSTS(000):$0
Form-8-A
FORMS: 1922
OMB NO: 3235-0057 EXPIRATION DATE: 05/31/2009
RESPS:680 HOURS:42,917 COSTS(000):$4,293
Regulation 14C (Commission Rules 14c-1 through 14c-7 and
Schedule 14C)
FORMS: SEC-733A
OMB NO: 3235-0058 EXPIRATION DATE: 04/30/2009
RESPS:7,799 HOURS:19,498 COSTS(000):$0
Form 12b-25 - Notification of late filing
FORMS: SEC-1344
OMB NO: 3235-0059 EXPIRATION DATE: 05/31/2009
RESPS:7,300 HOURS:462,638 COSTS(000):$46,263
Regulation 14A (Commission Rules 14a-1 through 14a-15 and
Schedule 14A)
FORMS: SEC-733 SEC-1913
OMB NO: 3235-0060 EXPIRATION DATE: 04/30/2009
RESPS:108,424 HOURS:406,590 COSTS(000):$40,659
Exchange Act Form 8-K
FORMS: 873
OMB NO: 3235-0062 EXPIRATION DATE: 10/31/2007
RESPS:1 HOURS:1 COSTS(000):$0
Regulation 12B-Registration and Reporting
FORMS: NONE
OMB NO: 3235-0063 EXPIRATION DATE: 04/30/2009
RESPS:8,602 HOURS:14,638,454 COSTS(000):$1,463,845
Exchange Act Form 10-K
FORMS: 1673
OMB NO: 3235-0064 EXPIRATION DATE: 04/30/2009
RESPS:72 HOURS:3,888 COSTS(000):$3,499
Exchange Act Form 10
FORMS: 1396
OMB NO: 3235-0065 EXPIRATION DATE: 04/30/2009
RESPS:528 HOURS:153,384 COSTS(000):$138,046
Form S-1 Registration Statement
FORMS: 870
OMB NO: 3235-0066 EXPIRATION DATE: 08/31/2007
RESPS:3,847 HOURS:46,164 COSTS(000):$13,850
Form S-8-Securities Act Registration Statement
FORMS: 1398
OMB NO: 3235-0067 EXPIRATION DATE: 04/30/2009
RESPS:60 HOURS:29,280 COSTS(000):$26,352
Form S-11 - Registration Statement
FORMS: 907
OMB NO: 3235-0069 EXPIRATION DATE: 03/31/2007
RESPS:1 HOURS:1 COSTS(000):$0
Industry Guides
FORMS: SEC-2056
OMB NO: 3235-0070 EXPIRATION DATE: 01/31/2008
RESPS:20,264 HOURS:2,918,263 COSTS(000):$291,826
Exchange Act Form 10-Q
FORMS: SEC-1296
OMB NO: 3235-0071 EXPIRATION DATE: 04/30/2009
RESPS:1 HOURS:1 COSTS(000):$0
Regulation S-K-Standard Instructions for filing Forms under
Securities Act 1933 and Exchange Act 1934
FORMS: 1845
OMB NO: 3235-0073 EXPIRATION DATE: 03/31/2008
RESPS:1,999 HOURS:229,569 COSTS(000):$206,612
Form S-3 - Registration Statement
FORMS: SEC-1379
OMB NO: 3235-0074 EXPIRATION DATE: 01/31/2008
RESPS:1 HOURS:1 COSTS(000):$0
Regulation C
FORMS: SEC-1898
OMB NO: 3235-0076 EXPIRATION DATE: 04/30/2008
RESPS:17,500 HOURS:17,500 COSTS(000):$15,750
Form D is a notice of sales filed by issuers of securities under
Regulation D.
FORMS: SEC-1972 SEC-1972-A
OMB NO: 3235-0078 EXPIRATION DATE: 11/30/2007
RESPS:15,984 HOURS:118,551 COSTS(000):$1,070
Customer Protection - Reserves and Custody of Securities (17 CFR
240.15c3-3)
FORMS: NONE
OMB NO: 3235-0079 EXPIRATION DATE: 04/30/2009
RESPS:40 HOURS:13 COSTS(000):$0
Temporary Exemption of Substituted or Additional Securities -
Rule 12a-5 (17 CFR 240.12a-5) and Form 26 (17 CFR 249.26)
FORMS: 26
OMB NO: 3235-0080 EXPIRATION DATE: 02/28/2009
RESPS:705 HOURS:705 COSTS(000):$0
Rule 12d2-2, Removal from Listing and Registration (17 CFR 240.
12d2-2) and Form 25 (17 CFR 249.25)
FORMS: FORM-25
OMB NO: 3235-0081 EXPIRATION DATE: 03/31/2009
RESPS:104 HOURS:52 COSTS(000):$0
Rule 12d2-1, Suspension of Trading (17 CFR 240.12d2-1)
FORMS: NONE
OMB NO: 3235-0082 EXPIRATION DATE: 12/31/2006
RESPS:774 HOURS:23,220 COSTS(000):$0
Form 11-K
FORMS: SEC-617
OMB NO: 3235-0083 EXPIRATION DATE: 09/30/2007
RESPS:32 HOURS:48 COSTS(000):$0
Rule 15Ba2-1; Application for Registration of Municipal
Securities Dealers
FORMS: MSD 1534
OMB NO: 3235-0084 EXPIRATION DATE: 06/30/2009
RESPS:100 HOURS:150 COSTS(000):$0
Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration)
FORMS: NONE
OMB NO: 3235-0085 EXPIRATION DATE: 01/31/2007
RESPS:1,968 HOURS:1,068 COSTS(000):$0
Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for
brokers and dealers.
FORMS: NONE
OMB NO: 3235-0087 EXPIRATION DATE: 09/30/2007
RESPS:20 HOURS:10 COSTS(000):$0
Rule 15Bc3-1, Withdrawal from Registration of Municipal
Securities Dealers
FORMS: MSDW(NO.1588)
OMB NO: 3235-0088 EXPIRATION DATE: 10/31/2008
RESPS:1 HOURS:4 COSTS(000):$0
Exchange Act Rule 15Ba2-5, Registration of fiduciaries (17 CFR
240.15Ba2-5)
FORMS: NONE
OMB NO: 3235-0092 EXPIRATION DATE: 08/31/2006
RESPS:1 HOURS:1 COSTS(000):$0
Rule 17a-8; Financial Recordkeeping and Reporting of Currency
and Foreign Transactions
FORMS: NONE
OMB NO: 3235-0095 EXPIRATION DATE: 09/30/2008
RESPS:10 HOURS:15 COSTS(000):$0
Rule 236 - Exemption of Shares Offered in Connection with
Certain Transactions
FORMS: NONE
OMB NO: 3235-0101 EXPIRATION DATE: 12/31/2006
RESPS:18,096 HOURS:36,192 COSTS(000):$0
Form 144 - Notice of Proposed Sale of Securities Pursuant to
Rule 144 under the Securities Act of 1933
FORMS: SEC-1147 SEC-1333
OMB NO: 3235-0102 EXPIRATION DATE: 04/30/2008
RESPS:360 HOURS:23,220 COSTS(000):$20,898
Tender Offer--Regulation 14D and Regulation 14E, Schedule 14D-9
FORMS: SEC-1917
OMB NO: 3235-0104 EXPIRATION DATE: 01/31/2008
RESPS:29,000 HOURS:14,500 COSTS(000):$0
Form 3 - Initial Statement of Beneficial Ownership of Securities
FORMS: SEC-1472 SEC-1473
OMB NO: 3235-0105 EXPIRATION DATE: 12/31/2006
RESPS:78 HOURS:838.5 COSTS(000):$755
Form T-3 Application For Qualification of an Indenture under the
Trust Indenture Act of 1939
FORMS: SEC-1919
OMB NO: 3235-0107 EXPIRATION DATE: 12/31/2006
RESPS:3 HOURS:4 COSTS(000):$3
Form T-4 Application For Exemption
FORMS: SEC-1920
OMB NO: 3235-0108 EXPIRATION DATE: 03/31/2007
RESPS:44 HOURS:792 COSTS(000):$0
Rule 14f-1 - Change in Majority of Directors
FORMS: NONE
OMB NO: 3235-0109 EXPIRATION DATE: 01/31/2007
RESPS:688 HOURS:344 COSTS(000):$0
Rule 12d1-3
FORMS: NONE
OMB NO: 3235-0110 EXPIRATION DATE: 12/31/2006
RESPS:13 HOURS:49 COSTS(000):$44
Form T-1 - Statement of eligibility and qualification under the
Trust Indenture Act of 1939 of a corporation designated to act
as a trustee
FORMS: SEC-1836
OMB NO: 3235-0111 EXPIRATION DATE: 12/31/2006
RESPS:36 HOURS:81 COSTS(000):$73
Form T-2 - Statement of eligibility under the Trust Indenture
Act of 1939 of an individual designated to act as a trustee
FORMS: SEC-1849
OMB NO: 3235-0116 EXPIRATION DATE: 09/30/2007
RESPS:13,342 HOURS:82,941 COSTS(000):$8,217
Form 6-K, Exchange Act Rules 13a-16 and 15d-16
FORMS: SEC-1815
OMB NO: 3235-0119 EXPIRATION DATE: 03/31/2007
RESPS:1,800 HOURS:1,800 COSTS(000):$0
Securities Exchange Act 1934 - Rule 12g3-2
FORMS: NONE
OMB NO: 3235-0120 EXPIRATION DATE: 11/30/2006
RESPS:40 HOURS:320 COSTS(000):$0
Form 18-K - Annual Report
FORMS: 1797
OMB NO: 3235-0121 EXPIRATION DATE: 12/31/2006
RESPS:5 HOURS:40 COSTS(000):$0
Form 18 Registration Form
FORMS: SEC-1421
OMB NO: 3235-0122 EXPIRATION DATE: 12/31/2008
RESPS:500 HOURS:6,000 COSTS(000):$0
Report on Income and Expense, Rule 17a-10 (17 CFR 240.17a-10).
FORMS: NONE
OMB NO: 3235-0123 EXPIRATION DATE: 01/31/2007
RESPS:34,887 HOURS:417,660 COSTS(000):$0
Rule 17a-5; Reports to be made by certain brokers and dealers
FORMS: NONE
OMB NO: 3235-0125 EXPIRATION DATE: 05/31/2007
RESPS:111 HOURS:24,753 COSTS(000):$0
Form U-1 (17 CFR 259.101), Application or Declaration under
Public Utility Holding Company Act of 1935
FORMS: 1476
OMB NO: 3235-0126 EXPIRATION DATE: 05/31/2007
RESPS:335 HOURS:1,005 COSTS(000):$0
Rule 24, 17 CFR 250.24, Reports of Consummation of Transactions
FORMS: NONE
OMB NO: 3235-0128 EXPIRATION DATE: 04/30/2009
RESPS:8 HOURS:8 COSTS(000):$0
Applications for Permission to Reinstate Unlisted Trading
Privileges - Rule 12f-1 (17 CFR 240.12f-1)
FORMS: NONE
OMB NO: 3235-0130 EXPIRATION DATE: 04/30/2007
RESPS:10 HOURS:5 COSTS(000):$0
Turnaround, Processing and Forwarding of Items, C.F.R.
240.17Ad-2 (c), (d), (h)
FORMS: NONE
OMB NO: 3235-0131 EXPIRATION DATE: 11/30/2007
RESPS:65 HOURS:65 COSTS(000):$0
Rule 17a-7; Records of non-resident brokers or dealers.
FORMS: NONE
OMB NO: 3235-0132 EXPIRATION DATE: 03/31/2007
RESPS:1 HOURS:1 COSTS(000):$0
Trust Indenture Act Rules 7a-15 through 7a-37
FORMS: NONE
OMB NO: 3235-0133 EXPIRATION DATE: 12/31/2008
RESPS:1,800 HOURS:450 COSTS(000):$0
Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Reports by
National Securities Exchanges and Registered National Securities
Associations of Changes in Membership Status of Any of Their
FORMS: NONE
OMB NO: 3235-0134 EXPIRATION DATE: 04/30/2009
RESPS:400,000 HOURS:33,333 COSTS(000):$0
Rule 15c1-7, 17 CFR 240.15c1-7 (Discretionary Accounts)
FORMS: NONE
OMB NO: 3235-0145 EXPIRATION DATE: 02/28/2009
RESPS:12,500 HOURS:35,575 COSTS(000):$32,018
Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
FORMS: SCHED-13D SEC-1746 SCHED-13G SEC-1745
OMB NO: 3235-0149 EXPIRATION DATE: 08/31/2006
RESPS:62 HOURS:16 COSTS(000):$0
Rule 29 - Filings of Reports to State Commissions
FORMS: NONE
OMB NO: 3235-0151 EXPIRATION DATE: 07/31/2008
RESPS:50 HOURS:25 COSTS(000):$0
Withdrawal from Registration with the Commission as a Transfer
Agent. (17 CFR 240.17Ac3-1(a))
FORMS: TA-W 1669 17CFR249B.101
OMB NO: 3235-0154 EXPIRATION DATE: 11/30/2007
RESPS:14 HOURS:46 COSTS(000):$0
Rule 45 (17 CFR 250.45) under the Public Utility Holding Company
Act of 1935, Loans, extensions of credit, donations and capital
contributions to associate companies
FORMS: NONE
OMB NO: 3235-0157 EXPIRATION DATE: 01/31/2008
RESPS:261 HOURS:783 COSTS(000):$0
Form N-8F Application for Deregistration of Certain Registered
Investment Companies
FORMS: SEC-1691
OMB NO: 3235-0158 EXPIRATION DATE: 12/31/2006
RESPS:1,058 HOURS:114,740 COSTS(000):$16,108
Rule 20a-1 under the Investment Company Act of 1940,
Solicitation of Proxies, Consents and Authorizations
FORMS: NONE
OMB NO: 3235-0160 EXPIRATION DATE: 03/31/2007
RESPS:5 HOURS:10 COSTS(000):$0
Rule 3-Exemption of Certain Banks Form U-3A3-1-Statement by Bank
Claiming Exemption
FORMS: SEC-1835
OMB NO: 3235-0167 EXPIRATION DATE: 10/31/2007
RESPS:2,000 HOURS:3,000 COSTS(000):$0
Form 15
FORMS: SEC-2069
OMB NO: 3235-0169 EXPIRATION DATE: 08/31/2007
RESPS:2 HOURS:704 COSTS(000):$40
Form N-5, registration statement of small business investment
companies under the Securities Act of 1933 and the Investment
Company Act of 1940.
FORMS: SEC-993
OMB NO: 3235-0170 EXPIRATION DATE: 03/31/2007
RESPS:4 HOURS:320 COSTS(000):$0
Family of Registration Filings-Rules 1(a) and (b); Form U5A SEC
1843 and U5B SEC 1844.
FORMS: 1843 1844
OMB NO: 3235-0175 EXPIRATION DATE: 08/31/2007
RESPS:263 HOURS:263 COSTS(000):$96
Form N-8A under the Investment Company Act of 1940: Notification
of Registration of Investment Companies
FORMS: SEC-1102
OMB NO: 3235-0176 EXPIRATION DATE: 03/31/2007
RESPS:1 HOURS:1 COSTS(000):$0
Family of rules under section 8(b) of the Investment Company Act
of 1940. 17 CFR 270.8b-1 to 270.8b-32.
FORMS: NONE
OMB NO: 3235-0177 EXPIRATION DATE: 06/30/2009
RESPS:1 HOURS:1 COSTS(000):$0
Rule 270.6e-2 under the Investment Company Act of 1940,
exemption for certain variable insurance separate accounts,
including Form N-6E1, notification of claim of exemption from
registration .....
FORMS: SEC-1130
OMB NO: 3235-0178 EXPIRATION DATE: 04/30/2009
RESPS:4,300 HOURS:25,800,000 COSTS(000):$0
Rule 31a-1 under the Investment Company Act of 1940 [17 CFR
270.31a-1], Records to be maintained by registered investment
companies, certain majority-owned subsidiaries thereof, and other
FORMS: NONE
OMB NO: 3235-0179 EXPIRATION DATE: 07/31/2007
RESPS:5,132 HOURS:1,111,986 COSTS(000):$136,500
Rule 31a-2 Records to be preserved by registered investment
companies, certain majority-owned subsidiaries thereof, and
other persons having transactions with registered investment
companies.
FORMS: NONE
OMB NO: 3235-0184 EXPIRATION DATE: 01/31/2008
RESPS:3,080 HOURS:107,800 COSTS(000):$49,797
Form S-6 [17 CFR 239.16] - for registration under the Securities
Act of 1933 of Unit Investment Trusts registered on Form N-8B-2
FORMS: SEC-649
OMB NO: 3235-0186 EXPIRATION DATE: 08/31/2007
RESPS:12 HOURS:220 COSTS(000):$63
Form N-8B-2; Registration Statement of Unit Investment Trusts
that are currently issuing securities.
FORMS: SEC-0977
OMB NO: 3235-0194 EXPIRATION DATE: 04/30/2009
RESPS:8 HOURS:4 COSTS(000):$0
Rule 24b-1; Documents to be Kept Public by Exchanges.
FORMS: NONE
OMB NO: 3235-0195 EXPIRATION DATE: 12/31/2008
RESPS:1 HOURS:130 COSTS(000):$18
Rule 17Ab2-1 Registration of Clearing Agencies (17 CFR 24017Ab2-
1a) and Form CA-1 (17 CFR 249b.200
FORMS: CA-1(SEC1853)
OMB NO: 3235-0196 EXPIRATION DATE: 10/31/2008
RESPS:2,000 HOURS:500 COSTS(000):$3
Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of
Registered Clearing Agencies
FORMS: NONE
OMB NO: 3235-0198 EXPIRATION DATE: 10/31/2008
RESPS:400 HOURS:600 COSTS(000):$0
Rule 15c2-5 (17 CFR 240.15c2-5); Disclosure and Other
Requirements When Extending or Arranging Credit in Certain
Transactions
FORMS: NONE
OMB NO: 3235-0199 EXPIRATION DATE: 03/31/2009
RESPS:218,000,000 HOURS:130,000 COSTS(000):$4,200
Rule 17a-5(c); Custom
