NATIONAL SCIENCE FOUNDATION

Federal Funds

research and related activities

For necessary expenses in carrying out the National Science Foundation Act of 1950, as amended (42 U.S.C. 1861–1875), and the Act to establish a National Medal of Science (42 U.S.C. 1880–1881); services as authorized by 5 U.S.C. 3109; maintenance and operation of aircraft and purchase of flight services for research support; acquisition of aircraft; and authorized travel; [$6,018,830,000] $6,253,540,000, to remain available until September 30, [2012] 2013, of which not to exceed [$590,000,000] $550,000,000 shall remain available until expended for polar research and operations support, and for reimbursement to other Federal agencies for operational and science support and logistical and other related activities for the United States Antarctic program[, including up to $54,000,000 for the procurement of polar icebreaking services from the Coast Guard: Provided, That the National Science Foundation shall only reimburse the Coast Guard for such sums as are agreed to according to the existing memorandum of agreement]: Provided[ further], That receipts for scientific support services and materials furnished by the National Research Centers and other National Science Foundation supported research facilities may be credited to this appropriation. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0100–0–1–999 2010 actual CR 2012 est.

Obligations by program activity:
0001 Biological Sciences 715 715 795
0002 Computer and Information Science and Engineering 619 619 728
0003 Engineering 776 744 908
0004 EPSCoR 167 148 161
0005 Geosciences 892 890 979
0006 Mathematical and Physical Sciences 1,384 1,352 1,433
0007 Social, Behavioral and Economic Sciences 256 256 301
0008 Office of International Science and Engineering 48 48 58
0009 U.S. Polar Research Programs 386 381 409
0010 U.S. Antarctic Logistical Support Activities 68 68 68
0011 Integrative Activities 528 128 176
0012 Office of Cyberinfrastructure 215 214 236
0013 Arctic Research Commission 2 2 2



0091 Direct program activities, subtotal 6,056 5,565 6,254
0801 Reimbursable programs 96 120 120



0900 Total new obligations 6,152 5,685 6,374

Budgetary Resources:
Unobligated balance:
1000 Unobligated balance brought forward, Oct 1 482 1
1021 Recoveries of prior year unpaid obligations 12



1050 Unobligated balance (total) 494 1
Budget authority:
Appropriations, discretionary:
1100 Appropriation 5,618 5,618 6,254
1120 Appropriations transferred to other accounts –54 –54



1160 Appropriation, discretionary (total) 5,564 5,564 6,254
Spending authority from offsetting collections, discretionary:
1700 Collected 82 120 120
1701 Change in uncollected payments, Federal sources 14



1750 Spending auth from offsetting collections, disc (total) 96 120 120
1900 Budget authority (total) 5,660 5,684 6,374
1930 Total budgetary resources available 6,154 5,685 6,374
Memorandum (non-add) entries:
1940 Unobligated balance expiring –1
1941 Unexpired unobligated balance, end of year 1

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 9,138 9,787 8,759
3010 Uncollected pymts, Fed sources, brought forward, Oct 1 –81 –91 –91



3020 Obligated balance, start of year (net) 9,057 9,696 8,668
3030 Obligations incurred, unexpired accounts 6,152 5,685 6,374
3031 Obligations incurred, expired accounts 1
3040 Outlays (gross) –5,466 –6,713 –6,042
3050 Change in uncollected pymts, Fed sources, unexpired –14
3051 Change in uncollected pymts, Fed sources, expired 4
3080 Recoveries of prior year unpaid obligations, unexpired –12
3081 Recoveries of prior year unpaid obligations, expired –26
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 9,787 8,759 9,091
3091 Uncollected pymts, Fed sources, end of year –91 –91 –91



3100 Obligated balance, end of year (net) 9,696 8,668 9,000

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 5,660 5,684 6,374
Outlays, gross:
4010 Outlays from new discretionary authority 885 1,233 1,371
4011 Outlays from discretionary balances 4,581 5,480 4,671



4020 Outlays, gross (total) 5,466 6,713 6,042
Offsets against gross budget authority and outlays:
Offsetting collections (collected) from:
4030 Federal sources –85 –120 –120
Additional offsets against gross budget authority only:
4050 Change in uncollected pymts, Fed sources, unexpired –14
4052 Offsetting collections credited to expired accounts 3



4060 Additional offsets against budget authority only (total) –11



4070 Budget authority, net (discretionary) 5,564 5,564 6,254
4080 Outlays, net (discretionary) 5,381 6,593 5,922
Mandatory:
4090 Budget authority, gross
4180 Budget authority, net (total) 5,564 5,564 6,254
4190 Outlays, net (total) 5,381 6,593 5,922

Summary of Budget Authority and Outlays (in millions of dollars)


2010 actual CR 2012 est.

Enacted/requested:
Budget Authority 5,564 5,564 6,254
Outlays 5,381 6,593 5,922
Legislative proposal, subject to PAYGO:
Budget Authority 150
Outlays 150
Total:
Budget Authority 5,564 5,564 6,404
Outlays 5,381 6,593 6,072

The Research and Related Activities appropriation enables the United States to provide leadership and promote progress across the expanding frontiers of scientific and engineering research and education.

The major research program activities of NSF are:

Biological Sciences._This activity promotes scientific progress in biology through support of research on all levels, including molecules, cells, organisms, and ecosystems. This activity also supports a comprehensive research initiative on plant genomes, including research on economically significant crops.

Computer and Information Science and Engineering._This activity supports research within and across the many sub-fields of computing, contributing to the education and training of computing professionals and informing the preparation of a U.S. workforce with computing competencies essential to success in an increasingly competitive, global market.

Engineering._Research supported by this activity aims to increase U.S. engineering capability and strength, and focus that capability and strength on areas that are relevant to national problems and long-term needs. This activity also includes small business innovation research.

Geosciences._This activity supports research and associated infrastructure to advance knowledge of the properties and dynamics of the planet on which we live. Research includes understanding the causes and implications of climate change, as well as disruptive processes such as earthquakes and storms.

Mathematical and Physical Sciences._Research in this activity is directed at increasing understanding of natural laws and phenomena across the astronomical sciences, chemistry, materials sciences, physics, and mathematical sciences. This fundamental research provides the long-term underpinnings for advances in areas such as sustainable energy and economic competitiveness.

Social, Behavioral, and Economic Sciences._This activity supports research, education, and infrastructure in the social, behavioral, cognitive, and economic sciences and funds the collection and dissemination of statistics on the science and engineering enterprise.

Office of International Science and Engineering._This activity promotes an integrated strategy for international science and engineering which complements and enhances NSF's broader research and education goals and which facilitates international collaboration.

U.S. Polar Research Programs._This activity supports Arctic and Antarctic research and operational science support and other related activities for United States polar research programs.

U.S. Antarctic Logistical Support Activities._This activity provides funding to reimburse Federal agencies for logistical and other related activities supported by the United States Antarctic Program.

Integrative Activities._This activity supports emerging cross-disciplinary research efforts and major research instrumentation. This activity also provides support for the Science and Technology Policy Institute. The Experimental Program to Stimulate Competitive Research broadens participation of States and regions in science and engineering by helping institutions expand their research capacity and competitiveness.

Office of Cyberinfrastructure._This activity supports research, development, acquisition, and operation of advanced shared and connecting cyberinfrastructure in support of the Nation's science and engineering research and education community.
The United States Arctic Research Commission promotes Arctic research and recommends national Arctic research policies to guide Federal agencies in developing and implementing their research programs in the Arctic region.
The President's Wireless Innovation and Infrastructure Initiative (WI3) proposes to reallocate a total of 500 megahertz of Federal agency and commercial spectrum bands over the next 10 years in order to increase Americans access to wireless broadband. The auctions of reallocated spectrum licenses are expected to raise more than $27 billion by 2021. Repurposing spectrum will greatly facilitate access for smart phones, portable computers, and innovative technologies that are on the horizon. This effort will also enhance America's public safety, infrastructure, and competitiveness by investing some of the expected spectrum auction receipts in the creation of a broadband network for public safety, expanding access to wireless broadband in rural America, and a Wireless Innovation (WIN) Fund to help develop cutting edge wireless technologies. NSF will participate in the WIN Fund by supporting targeted research on experimental wireless technology testbeds, more flexible and efficient use of the radio spectrum, and cyber-physical systems such as wireless sensor networks for smart buildings, roads, and bridges.

Object Classification (in millions of dollars)


Identification code 49–0100–0–1–999 2010 actual CR 2012 est.

Direct obligations:
21.0 Travel and transportation of persons 22 21 21
25.1 Advisory and assistance services 96 96 96
25.2 Other services from non-federal sources 5 5 5
25.3 Other goods and services from federal sources 29 23 23
25.4 Operation and maintenance of facilities 359 435 435
25.5 Research and development contracts 7 14 14
26.0 Supplies and materials 2 1 1
31.0 Equipment 1 1 1
41.0 Grants, subsidies, and contributions 5,535 4,969 5,658



99.0 Direct obligations 6,056 5,565 6,254
99.0 Reimbursable obligations 96 120 120



99.9 Total new obligations 6,152 5,685 6,374

Employment Summary


Identification code 49–0100–0–1–999 2010 actual CR 2012 est.

1001 Direct civilian full-time equivalent employment 3 4 3

Research and Related Activities

(Legislative proposal, subject to PAYGO)

Program and Financing (in millions of dollars)


Identification code 49–0100–4–1–999 2010 actual CR 2012 est.

Obligations by program activity:
0101 Wireless Innovation Fund Research 150



0900 Total new obligations (object class 41.0) 150

Budgetary Resources:
Budget authority:
Appropriations, mandatory:
1200 Appropriation 150
1930 Total budgetary resources available 150

Change in obligated balance:
3030 Obligations incurred, unexpired accounts 150
3040 Outlays (gross) –150
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross)

Budget authority and outlays, net:
Mandatory:
4090 Budget authority, gross 150
Outlays, gross:
4100 Outlays from new mandatory authority 150
4180 Budget authority, net (total) 150
4190 Outlays, net (total) 150

major research equipment and facilities construction

For necessary expenses for the acquisition, construction, commissioning, and upgrading of major research equipment, facilities, and other such capital assets pursuant to the National Science Foundation Act of 1950, as amended (42 U.S.C. 1861–1875), including authorized travel, [$165,190,000] $224,680,000, to remain available until expended. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0551–0–1–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Direct program activity 312 126 225

Budgetary Resources:
Unobligated balance:
1000 Unobligated balance brought forward, Oct 1 204 9
Budget authority:
Appropriations, discretionary:
1100 Appropriation 117 117 225
1930 Total budgetary resources available 321 126 225
Memorandum (non-add) entries:
1941 Unexpired unobligated balance, end of year 9

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 442 597 293
3030 Obligations incurred, unexpired accounts 312 126 225
3040 Outlays (gross) –157 –430 –245
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 597 293 273

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 117 117 225
Outlays, gross:
4010 Outlays from new discretionary authority 7 14
4011 Outlays from discretionary balances 157 423 231



4020 Outlays, gross (total) 157 430 245
4180 Budget authority, net (total) 117 117 225
4190 Outlays, net (total) 157 430 245

The Major Research Equipment and Facilities Construction activity supports the acquisition, construction, and commissioning of unique national research platforms and major research facilities and equipment. Performance of each construction project is measured against an established baseline at regular intervals and at major milestones.

Object Classification (in millions of dollars)


Identification code 49–0551–0–1–251 2010 actual CR 2012 est.

Direct obligations:
25.5 Research and development contracts 5 5 5
41.0 Grants, subsidies, and contributions 307 121 220



99.9 Total new obligations 312 126 225

agency operations and award management

For agency operations and award management necessary in carrying out the National Science Foundation Act of 1950, as amended (42 U.S.C. 1861–1875); services authorized by 5 U.S.C. 3109; hire of passenger motor vehicles; not to exceed $9,000 for official reception and representation expenses; uniforms or allowances therefor, as authorized by 5 U.S.C. 5901–5902; rental of conference rooms in the District of Columbia; and reimbursement of the Department of Homeland Security for security guard services; [$327,190,000] $357,740,000: Provided, That contracts may be entered into under this heading in fiscal year [2011] 2012 for maintenance and operation of facilities, and for other services, to be provided during the next fiscal year: Provided further, That of the funds made available under this heading, not less than $1,960,000 is for strengthening the agency's acquisition workforce capacity and capabilities: Provided further, That such funds shall be available for training, recruitment, retention, and hiring members of the acquisition workforce as defined by the Office of Federal Procurement Policy Act, as amended (41 U.S.C. 401 et seq.): Provided further, That such funds shall be available for information technology in support of acquisition workforce effectiveness or for management solutions to improve acquisition management: Provided further, That of the funds made available under this heading, $44,650,000 shall remain available until expended for costs associated with the acquisition of headquarters space, including design, alteration, tenant improvement, and relocation. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0180–0–1–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Administration and management 300 300 358
0801 Reimbursable programs 5 10 10



0900 Total new obligations 305 310 368

Budgetary Resources:
Budget authority:
Appropriations, discretionary:
1100 Appropriation 300 300 358
Spending authority from offsetting collections, discretionary:
1700 Collected 5 10 10
1900 Budget authority (total) 305 310 368
1930 Total budgetary resources available 305 310 368

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 72 79 54
3010 Uncollected pymts, Fed sources, brought forward, Oct 1 –1



3020 Obligated balance, start of year (net) 71 79 54
3030 Obligations incurred, unexpired accounts 305 310 368
3031 Obligations incurred, expired accounts 2
3040 Outlays (gross) –297 –335 –355
3051 Change in uncollected pymts, Fed sources, expired 1
3081 Recoveries of prior year unpaid obligations, expired –3
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 79 54 67
3091 Uncollected pymts, Fed sources, end of year



3100 Obligated balance, end of year (net) 79 54 67

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 305 310 368
Outlays, gross:
4010 Outlays from new discretionary authority 239 256 304
4011 Outlays from discretionary balances 58 79 51



4020 Outlays, gross (total) 297 335 355
Offsets against gross budget authority and outlays:
Offsetting collections (collected) from:
4030 Federal sources –6 –10 –10
Additional offsets against gross budget authority only:
4052 Offsetting collections credited to expired accounts 1



4070 Budget authority, net (discretionary) 300 300 358
4080 Outlays, net (discretionary) 291 325 345
4180 Budget authority, net (total) 300 300 358
4190 Outlays, net (total) 291 325 345

This account funds NSF's scientific, professional, and administrative workforce, the physical and technological infrastructure necessary for a productive, safe and secure work environment, and the essential business operations critical to NSF's administrative processes.

Object Classification (in millions of dollars)


Identification code 49–0180–0–1–251 2010 actual CR 2012 est.

Direct obligations:
Personnel compensation:
11.1 Full-time permanent 140 144 148
11.3 Other than full-time permanent 14 13 14
11.5 Other personnel compensation 7 8 7
11.8 Special personal services payments 1 2 2



11.9 Total personnel compensation 162 167 171
12.1 Civilian personnel benefits 38 37 41
21.0 Travel and transportation of persons 7 7 9
23.1 Rental payments 26 26 26
23.3 Communications, utilities, and miscellaneous charges 2 2 2
25.1 Advisory and assistance services 44 39 46
25.2 Other services from non-federal sources 8 7 10
25.3 Other goods and services from federal sources 7 6 8
26.0 Supplies and materials 4 5 5
31.0 Equipment 2 4 5
32.0 Land and structures 35



99.0 Direct obligations 300 300 358
99.0 Reimbursable obligations 5 10 10



99.9 Total new obligations 305 310 368

Employment Summary


Identification code 49–0180–0–1–251 2010 actual CR 2012 est.

1001 Direct civilian full-time equivalent employment 1,329 1,325 1,365

office of the national science board

For necessary expenses (including payment of salaries, authorized travel, hire of passenger motor vehicles, the rental of conference rooms in the District of Columbia, and the employment of experts and consultants under section 3109 of title 5, United States Code) involved in carrying out section 4 of the National Science Foundation Act of 1950, as amended (42 U.S.C. 1863) and Public Law 86–209 (42 U.S.C. 1880 et seq.), $4,840,000: Provided, That not to exceed $2,500 shall be available for official reception and representation expenses. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0350–0–1–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Direct program activity 5 5 5

Budgetary Resources:
Budget authority:
Appropriations, discretionary:
1100 Appropriation 5 5 5
1930 Total budgetary resources available 5 5 5

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 2 2 2
3030 Obligations incurred, unexpired accounts 5 5 5
3040 Outlays (gross) –5 –5 –6
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 2 2 1

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 5 5 5
Outlays, gross:
4010 Outlays from new discretionary authority 3 4 4
4011 Outlays from discretionary balances 2 1 2



4020 Outlays, gross (total) 5 5 6
4180 Budget authority, net (total) 5 5 5
4190 Outlays, net (total) 5 5 6

This appropriation provides policy-making and related responsibilities for NSF and provides guidance on significant national policy issues in science and engineering research and education, as required by law.

Object Classification (in millions of dollars)


Identification code 49–0350–0–1–251 2010 actual CR 2012 est.

Direct obligations:
11.1 Personnel compensation: Full-time permanent 2 2 2
12.1 Civilian personnel benefits 1 1
21.0 Travel and transportation of persons 1
25.1 Advisory and assistance services 2 2 2



99.9 Total new obligations 5 5 5

Employment Summary


Identification code 49–0350–0–1–251 2010 actual CR 2012 est.

1001 Direct civilian full-time equivalent employment 19 17 18

office of inspector general

For necessary expenses of the Office of Inspector General as authorized by the Inspector General Act of 1978, as amended, [$14,350,000] $15,000,000, to remain available until September 30, [2012] 2013. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0300–0–1–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Direct program activity 14 16 15

Budgetary Resources:
Unobligated balance:
1000 Unobligated balance brought forward, Oct 1 2 2
Budget authority:
Appropriations, discretionary:
1100 Appropriation 14 14 15
1930 Total budgetary resources available 16 16 15
Memorandum (non-add) entries:
1941 Unexpired unobligated balance, end of year 2

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 3 4 5
3030 Obligations incurred, unexpired accounts 14 16 15
3040 Outlays (gross) –13 –15 –14
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 4 5 6

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 14 14 15
Outlays, gross:
4010 Outlays from new discretionary authority 12 11 12
4011 Outlays from discretionary balances 1 4 2



4020 Outlays, gross (total) 13 15 14
4180 Budget authority, net (total) 14 14 15
4190 Outlays, net (total) 13 15 14

This appropriation provides agency-wide audit and investigative functions to identify and correct management and administrative deficiencies which create conditions for existing or potential instances of fraud, waste, and mismanagement consistent with the Inspector General Act of 1978, as amended (5 U.S.C. App. 3).

Object Classification (in millions of dollars)


Identification code 49–0300–0–1–251 2010 actual CR 2012 est.

Direct obligations:
11.1 Personnel compensation: Full-time permanent 9 9 9
12.1 Civilian personnel benefits 2 2 3
25.2 Other services from non-federal sources 3 5 3



99.9 Total new obligations 14 16 15

Employment Summary


Identification code 49–0300–0–1–251 2010 actual CR 2012 est.

1001 Direct civilian full-time equivalent employment 76 73 84

education and human resources

For necessary expenses in carrying out science, mathematics and engineering education and human resources programs and activities pursuant to the National Science Foundation Act of 1950, as amended (42 U.S.C. 1861–1875), including services as authorized by 5 U.S.C. 3109, authorized travel, and rental of conference rooms in the District of Columbia, [$892,000,000] $911,200,000, to remain available until September 30, [2012] 2013. Note.—A full-year 2011 appropriation for this account was not enacted at the time the budget was prepared; therefore, this account is operating under a continuing resolution (P.L. 111–242, as amended). The amounts included for 2011 reflect the annualized level provided by the continuing resolution.

Program and Financing (in millions of dollars)


Identification code 49–0106–0–1–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Undergraduate education 292 292 295
0002 Graduate education 197 182 192
0003 Human resource development 157 157 160
0004 Research on learning in formal and informal settings 242 242 264



0091 Subtotal Appropriated Activities 888 873 911
0101 Low income scholarship program 76 115 75
0102 ITEST grants for mathematics, science, or engineering enrichment courses 21 35 25



0191 Subtotal Mandatory H-1B Non-Immigrant Petitioner Fee Activities 97 150 100



0200 Total direct obligations 985 1,023 1,011



0799 Total direct obligations 985 1,023 1,011
0801 Reimbursable programs 6 15 15



0900 Total new obligations 991 1,038 1,026

Budgetary Resources:
Unobligated balance:
1000 Unobligated balance brought forward, Oct 1 68 50
1021 Recoveries of prior year unpaid obligations 4



1050 Unobligated balance (total) 72 50
Budget authority:
Appropriations, discretionary:
1100 Appropriation 873 873 911
1120 Appropriations transferred to other accounts –87
1121 Appropriations transferred from other accounts 87



1160 Appropriation, discretionary (total) 873 873 911
Appropriations, mandatory:
1201 Appropriation (special fund) 91 100 100
Spending authority from offsetting collections, discretionary:
1700 Collected 3 15 15
1701 Change in uncollected payments, Federal sources 3



1750 Spending auth from offsetting collections, disc (total) 6 15 15
1900 Budget authority (total) 970 988 1,026
1930 Total budgetary resources available 1,042 1,038 1,026
Memorandum (non-add) entries:
1940 Unobligated balance expiring –1
1941 Unexpired unobligated balance, end of year 50

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 1,801 1,895 1,837
3010 Uncollected pymts, Fed sources, brought forward, Oct 1 –8 –7 –7



3020 Obligated balance, start of year (net) 1,793 1,888 1,830
3030 Obligations incurred, unexpired accounts 991 1,038 1,026
3040 Outlays (gross) –881 –1,096 –1,029
3050 Change in uncollected pymts, Fed sources, unexpired –3
3051 Change in uncollected pymts, Fed sources, expired 4
3080 Recoveries of prior year unpaid obligations, unexpired –4
3081 Recoveries of prior year unpaid obligations, expired –12
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 1,895 1,837 1,834
3091 Uncollected pymts, Fed sources, end of year –7 –7 –7



3100 Obligated balance, end of year (net) 1,888 1,830 1,827

Budget authority and outlays, net:
Discretionary:
4000 Budget authority, gross 879 888 926
Outlays, gross:
4010 Outlays from new discretionary authority 106 137 143
4011 Outlays from discretionary balances 661 804 754



4020 Outlays, gross (total) 767 941 897
Offsets against gross budget authority and outlays:
Offsetting collections (collected) from:
4030 Federal sources –7 –15 –15
Additional offsets against gross budget authority only:
4050 Change in uncollected pymts, Fed sources, unexpired –3
4052 Offsetting collections credited to expired accounts 4



4060 Additional offsets against budget authority only (total) 1



4070 Budget authority, net (discretionary) 873 873 911
4080 Outlays, net (discretionary) 760 926 882
Mandatory:
4090 Budget authority, gross 91 100 100
Outlays, gross:
4100 Outlays from new mandatory authority 11 11
4101 Outlays from mandatory balances 114 144 121



4110 Outlays, gross (total) 114 155 132
4180 Budget authority, net (total) 964 973 1,011
4190 Outlays, net (total) 874 1,081 1,014

Education and Human Resources (EHR) activities provide a comprehensive set of programs that further NSF's goal of ensuring a diverse, competitive, and globally engaged U.S. science, technology, engineering, and mathematics (STEM) workforce, as well as scientifically literate citizens. At the pre-kindergarten through grade 12 (pre-K-12) levels, EHR catalyzes reform of STEM education through the development of public-private partnerships. Its pre-K-12 programs provide new instructional materials for students and teachers that incorporate the latest advances in teaching, learning, and educational technologies; growth in the knowledge base; and teacher education opportunities that support the full continuum of STEM teacher education from pre-service and in-service, through life-long learning. Undergraduate programs improve curricula, strengthen laboratory course offerings, enhance faculty, and lead reform efforts in STEM disciplines. Programs for advanced technological education strengthen education for students preparing to enter the high-technology workforce. Graduate level support is directed primarily to fellowships and traineeships to sustain the U.S. world leadership in science and technology. All EHR programming focuses on broadening participation of groups underrepresented in STEM fields including activities focused on the improvement of infrastructure and academic programs at minority-serving institutions. EHR supports education research that advances our knowledge of how people learn in the STEM disciplines; it also supports the development and effective implementation of learning technologies. STEM evaluation activities ensure accountability by developing indicators that measure program impact and inform the education community of best practices and relevant information. EHR activities also include programs supported by H-1B non-immigrant visa fees. These programs provide undergraduate and graduate scholarships in STEM fields, improve educational opportunities for students, and support for STEM education by providing research opportunities for STEM teachers and students.

Object Classification (in millions of dollars)


Identification code 49–0106–0–1–251 2010 actual CR 2012 est.

Direct obligations:
21.0 Travel and transportation of persons 4 3 3
25.1 Advisory and assistance services 33 29 29
25.2 Other services from non-federal sources 3 2 2
41.0 Grants, subsidies, and contributions 945 989 977



99.0 Direct obligations 985 1,023 1,011
99.0 Reimbursable obligations 6 15 15



99.9 Total new obligations 991 1,038 1,026

Trust Funds

Donations

Special and Trust Fund Receipts (in millions of dollars)


Identification code 49–8960–0–7–251 2010 actual CR 2012 est.

0100 Balance, start of year 1
Adjustments:
0191 Rounding adjustment –1



0199 Balance, start of year
Receipts:
0220 Donations, National Science Foundation 55 25 25



0299 Total receipts and collections 55 25 25



0400 Total: Balances and collections 55 25 25
Appropriations:
0500 Donations –55 –25 –25



0599 Total appropriations –55 –25 –25



0799 Balance, end of year

Program and Financing (in millions of dollars)


Identification code 49–8960–0–7–251 2010 actual CR 2012 est.

Obligations by program activity:
0001 Atacama Large Millimeter Array 4 30 10
0002 Gemini Telescope 17 19 15
0003 B&M Gates Foundation 4 15
0004 US Civilian Research 19 7



0900 Total new obligations 44 71 25

Budgetary Resources:
Unobligated balance:
1000 Unobligated balance brought forward, Oct 1 35 46
Budget authority:
Appropriations, mandatory:
1202 Appropriation (trust fund) 55 25 25
1930 Total budgetary resources available 90 71 25
Memorandum (non-add) entries:
1941 Unexpired unobligated balance, end of year 46

Change in obligated balance:
Obligated balance, start of year (net):
3000 Unpaid obligations, brought forward, Oct 1 (gross) 44 34 46
3030 Obligations incurred, unexpired accounts 44 71 25
3040 Outlays (gross) –54 –59 –25
Obligated balance, end of year (net):
3090 Unpaid obligations, end of year (gross) 34 46 46

Budget authority and outlays, net:
Mandatory:
4090 Budget authority, gross 55 25 25
Outlays, gross:
4100 Outlays from new mandatory authority 25 25
4101 Outlays from mandatory balances 54 34



4110 Outlays, gross (total) 54 59 25
4180 Budget authority, net (total) 55 25 25
4190 Outlays, net (total) 54 59 25

This account consists of contributions from foreign governments, organizations, and individuals to fund various cooperative efforts in science, research, and education. These efforts include major international projects, such as operation of the GEMINI telescope, and the NSF ocean drilling program. Other smaller activities supported include cooperative research, joint seminars, exchange of senior scientists, short-term research development visits, international conferences, and support for certain special functions of NSF and the National Science Board. These funds are not otherwise available.

Object Classification (in millions of dollars)


Identification code 49–8960–0–7–251 2010 actual CR 2012 est.

Direct obligations:
25.4 Operation and maintenance of facilities 9 9 9
41.0 Grants, subsidies, and contributions 35 62 16



99.9 Total new obligations 44 71 25

GENERAL FUND RECEIPT ACCOUNT

(in millions of dollars)


2010 actual CR 2012 est.

Offsetting receipts from the public:
49–322000 All Other General Fund Proprietary Receipts Including Budget Clearing Accounts 1 2 2



General Fund Offsetting receipts from the public 1 2 2